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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$115M -$7.38M -108,019 -6%
Wells Fargo
2
Wells Fargo
California
$56.5M -$11.2M -164,354 -17%
Bank of America
3
Bank of America
North Carolina
$50.2M +$2.04M +29,927 +4%
UBS Group
4
UBS Group
Switzerland
$41.7M -$4.12M -60,283 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$18.6M -$548K -8,027 -3%
LPL Financial
6
LPL Financial
California
$18.5M -$7.16M -104,824 -28%
RJA
7
Raymond James & Associates
Florida
$17.9M -$1.05M -15,315 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11M +$166K +2,435 +2%
Ameriprise
9
Ameriprise
Minnesota
$9.14M +$2.27M +33,174 +34%
Stifel Financial
10
Stifel Financial
Missouri
$8.51M +$99.1K +1,451 +1%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$8.5M +$70.5K +1,032 +0.9%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.22M +$22.2K +325 +0.3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$6.42M -$799K -11,693 -11%
FEG
14
Financial Enhancement Group
Indiana
$6.15M +$220K +3,228 +4%
Citigroup
15
Citigroup
New York
$5.96M +$14.4K +211 +0.2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.58M +$76.5K +1,120 +2%
BA
17
BKS Advisors
Michigan
$4.12M +$53.9K +789 +1%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$3.82M -$1.75M -25,611 -32%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.78M +$90.2K +1,321 +3%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.68M -$84.3K -1,234 -2%
LFAS
21
Level Four Advisory Services
Texas
$3.42M +$324K +4,746 +11%
Citadel Advisors
22
Citadel Advisors
Florida
$3.05M +$434K +6,353 +17%
AG
23
Advisor Group
Arizona
$2.95M +$207K +3,030 +8%
SG Americas Securities
24
SG Americas Securities
New York
$2.74M +$1.32M +19,396 +98%
UCFA
25
United Capital Financial Advisors
Texas
$2.5M -$240K -3,512 -9%
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