Aviance Capital Management’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Aviance Capital Management’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-109,374	Closed	-$6.66M	–	237
2016 Q3	$6.66M	Buy	109,374 +24,957	+30%	+$1.52M	0.18%	103
2016 Q2	$4.98M	Sell	84,417 -60,772	-42%	-$3.52M	0.15%	103
2016 Q1	$8.09M	Sell	145,189 -52,180	-26%	-$2.82M	0.27%	79
2015 Q4	$11.9M	Buy	197,369 +3,585	+2%	+$214K	0.39%	67
2015 Q3	$11.3M	Buy	+193,784	New	+$12.9M	0.4%	67
2015 Q2	–	Sell	-61,732	Closed	-$4.14M	–	111
2015 Q1	$4.14M	Buy	61,732 +43,957	+247%	+$2.8M	0.15%	97
2014 Q4	$1.07M	Buy	+17,775	New	+$1.04M	0.04%	170

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Aviance Capital Management's FXH Position: Q4 2016 in Review

Aviance Capital Management sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q4 2016, closing a stake of 109,374 shares — an estimated $6.66M sold.

Aviance Capital Management first reported a position in FXH in Q4 2014 and held it in 7 quarters. The position peaked at $11.9M in Q4 2015. 116 funds tracked by Wall St. Rank hold FXH as of Q4 2016.

Aviance Capital Management reported no remaining First Trust Health Care AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Aviance Capital Management sold 109,374 First Trust Health Care AlphaDEX Fund shares in Q4 2016, an estimated $6.66M.
Aviance Capital Management first reported a position in First Trust Health Care AlphaDEX Fund in Q4 2014 and held it in 7 quarters.
Aviance Capital Management's First Trust Health Care AlphaDEX Fund position peaked at $11.9M in Q4 2015.
116 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q4 2016.

Based on Aviance Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.