Cavalier Investments’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Cavalier Investments’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,509	Closed	-$304K	–	148
2017 Q3	$304K	Buy	4,509 +1,107	+33%	+$73.9K	0.15%	116
2017 Q2	$212K	Hold	3,402	–	–	0.12%	138
2017 Q1	$212K	Buy	+3,402	New	+$208K	0.12%	141
2016 Q1	–	Sell	-325,803	Closed	-$19.7M	–	112
2015 Q4	$19.7M	Buy	325,803 +3,909	+1%	+$233K	11.71%	2
2015 Q3	$18.7M	Buy	+321,894	New	+$21.4M	15.69%	3

Other funds holding FXH

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Cavalier Investments's FXH Position: Q4 2017 in Review

Cavalier Investments sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q4 2017, closing a stake of 4,509 shares — an estimated $304K sold.

Cavalier Investments first reported a position in FXH in Q3 2015 and held it in 5 quarters. The position peaked at $19.7M in Q4 2015. 143 funds tracked by Wall St. Rank hold FXH as of Q4 2017.

Cavalier Investments reported no remaining First Trust Health Care AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Cavalier Investments sold 4,509 First Trust Health Care AlphaDEX Fund shares in Q4 2017, an estimated $304K.
Cavalier Investments first reported a position in First Trust Health Care AlphaDEX Fund in Q3 2015 and held it in 5 quarters.
Cavalier Investments's First Trust Health Care AlphaDEX Fund position peaked at $19.7M in Q4 2015.
143 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q4 2017.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.