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First Trust Large Cap Value AlphaDEX Fund

95 hedge funds and large institutions have $654M invested in First Trust Large Cap Value AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 37 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more capital invested

Capital invested by funds: $651M → $654M (+$3.2M)

0.1% more ownership

Funds ownership: 62.79%62.89% (+0.1%)

1% less funds holding

Funds holding: 9695 (-1)

11% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 37

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
95
Holders Change
-1
Holders Change %
-1.04%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
12
Increased
33
Reduced
37
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$807K +$228K +4,533 +40%
KWM
52
Kingsview Wealth Management
Oregon
$797K +$24.4K +485 +3%
IWM
53
IHT Wealth Management
Illinois
$794K -$681K -13,518 -47%
TRCT
54
Tower Research Capital (TRC)
New York
$741K +$652K +12,940 +833%
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$719K +$242K +4,795 +52%
BAAM
56
Baker Avenue Asset Management
California
$698K +$688K +13,650 New
LI
57
LVZ Inc
Michigan
$666K +$657K +13,034 New
First Trust Advisors
58
First Trust Advisors
Illinois
$646K +$15K +297 +2%
William Blair & Company
59
William Blair & Company
Illinois
$632K +$50 +1 +0%
Jane Street
60
Jane Street
New York
$597K -$4.12M -81,775 -88%
Cetera Investment Advisers
61
Cetera Investment Advisers
Illinois
$547K -$78.1K -1,551 -13%
CI
62
Cavalier Investments
Georgia
$445K +$104K +2,056 +31%
NPC
63
National Planning Corporation
California
$409K +$403K +8,004 New
GFPC
64
Global Financial Private Capital
Florida
$401K +$395K +7,837 New
SF
65
Synovus Financial
Georgia
$393K
WFG
66
Wills Financial Group
Virginia
$351K +$353 +7 +0.1%
US Bancorp
67
US Bancorp
Minnesota
$319K +$17.1K +339 +6%
Koshinski Asset Management
68
Koshinski Asset Management
Illinois
$304K +$202 +4 +0.1%
AA
69
AlphaMark Advisors
Kentucky
$296K -$13.6K -270 -4%
SG Americas Securities
70
SG Americas Securities
New York
$290K -$42K -834 -13%
SG
71
StoneX Group
New York
$281K -$54K -1,071 -16%
MCM
72
Mengis Capital Management
Oregon
$268K
MHS
73
M Holdings Securities
Oregon
$261K +$52.6K +1,045 +26%
JCM
74
Janney Capital Management
Pennsylvania
$214K
UR
75
USCA RIA
Texas
$203K

FTA Hedge Fund Activity: Q3 2017 in Review

95 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2017, worth a combined $654M — up 0.49% from $651M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTA positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 37 trimmed.

The largest buyer was UBS Group, adding an estimated $9.31M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $16.3M.

  • 95 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2017, down from 96 in Q2 2017.
  • Funds reported $654M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2017, up 0.49% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2017 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2017 was UBS Group, an estimated $9.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2017 was Cambridge Investment Research Advisors, an estimated $16.3M sold.

Based on aggregated 13F filings for Q3 2017.