Global Financial Private Capital’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Global Financial Private Capital’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-10,488	Closed	-$485K	–	375
2018 Q4	$485K	Sell	10,488 -525	-5%	-$26.6K	0.03%	259
2018 Q3	$596K	Buy	11,013 +375	+4%	+$20.3K	0.02%	355
2018 Q2	$557K	Buy	10,638 +693	+7%	+$36.7K	0.02%	349
2018 Q1	$525K	Buy	9,945 +74	+0.7%	+$4.04K	0.02%	342
2017 Q4	$539K	Buy	9,871 +2,034	+26%	+$107K	0.02%	332
2017 Q3	$401K	Buy	+7,837	New	+$395K	0.01%	354

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFS Investments Duluth, Georgia $6.12B AUM 12.74% 1-Year Est. Return

Global Financial Private Capital's FTA Position: Q1 2019 in Review

Global Financial Private Capital sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2019, closing a stake of 10,488 shares — an estimated $485K sold.

Global Financial Private Capital first reported a position in FTA in Q3 2017 and held it in 6 quarters. The position peaked at $596K in Q3 2018. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2019.

Global Financial Private Capital reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2019 after selling out during the quarter.
Global Financial Private Capital sold 10,488 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2019, an estimated $485K.
Global Financial Private Capital first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2017 and held it in 6 quarters.
Global Financial Private Capital's First Trust Large Cap Value AlphaDEX Fund position peaked at $596K in Q3 2018.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2019.

Based on Global Financial Private Capital's 13F filing for Q1 2019, filed 10 May 2019.