Cavalier Investments’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Cavalier Investments’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,714	Closed	-$445K	–	146
2017 Q3	$445K	Buy	8,714 +2,056	+31%	+$104K	0.21%	85
2017 Q2	$328K	Hold	6,658	–	–	0.18%	107
2017 Q1	$328K	Buy	+6,658	New	+$324K	0.18%	109

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cavalier Investments's FTA Position: Q4 2017 in Review

Cavalier Investments sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2017, closing a stake of 8,714 shares — an estimated $445K sold.

Cavalier Investments first reported a position in FTA in Q1 2017 and held it in 3 quarters. The position peaked at $445K in Q3 2017. 109 funds tracked by Wall St. Rank hold FTA as of Q4 2017.

Cavalier Investments reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Cavalier Investments sold 8,714 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2017, an estimated $445K.
Cavalier Investments first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q1 2017 and held it in 3 quarters.
Cavalier Investments's First Trust Large Cap Value AlphaDEX Fund position peaked at $445K in Q3 2017.
109 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2017.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.