National Planning Corporation’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

National Planning Corporation’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,004	Closed	-$409K	–	235
2017 Q3	$409K	Buy	+8,004	New	+$403K	0.03%	416
2016 Q1	–	Sell	-10,848	Closed	-$390K	–	687
2015 Q4	$390K	Buy	+10,848	New	+$429K	0.03%	470
2015 Q1	–	Sell	-14,448	Closed	-$619K	–	1157
2014 Q4	$619K	Buy	14,448 +2,885	+25%	+$123K	0.04%	342
2014 Q3	$487K	Buy	+11,563	New	+$502K	0.04%	407

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

National Planning Corporation's FTA Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2017, closing a stake of 8,004 shares — an estimated $409K sold.

National Planning Corporation first reported a position in FTA in Q3 2014 and held it in 4 quarters. The position peaked at $619K in Q4 2014. 109 funds tracked by Wall St. Rank hold FTA as of Q4 2017.

National Planning Corporation reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 8,004 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2017, an estimated $409K.
National Planning Corporation first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2014 and held it in 4 quarters.
National Planning Corporation's First Trust Large Cap Value AlphaDEX Fund position peaked at $619K in Q4 2014.
109 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.