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First Trust Large Cap Value AlphaDEX Fund

79 hedge funds and large institutions have $488M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

16% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 25

11% more funds holding

Funds holding: 7179 (+8)

5.45% less ownership

Funds ownership: 65.23%59.78% (-5.4%)

10% less capital invested

Capital invested by funds: $542M → $488M (-$54M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
79
Holders Change
+8
Holders Change %
+11.27%
% of All Funds
2.11%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
29
Reduced
25
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$1.56M -$3.87M -96,378 -71%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.49M +$16.3K +405 +1%
VKH
28
Virtu KCG Holdings
New York
$1.47M +$661K +16,449 +80%
SI
29
Stephens Inc
Arkansas
$1.35M -$312K -7,757 -19%
JP Morgan Chase
30
JP Morgan Chase
New York
$1.34M +$104K +2,590 +8%
SG Americas Securities
31
SG Americas Securities
New York
$1.33M +$1.34M +33,273 New
SG
32
Societe Generale
$1.33M +$1.34M +33,273 New
SCA
33
Snowden Capital Advisors
New York
$1.14M +$11.6K +288 +1%
CAN
34
Cetera Advisor Networks
California
$1.08M -$5.23K -130 -0.5%
KLI
35
Kelman-Lazarov Inc
Tennessee
$1.05M -$345K -8,585 -25%
SEIA
36
Signature Estate & Investment Advisors
California
$974K +$136K +3,377 +16%
Citigroup
37
Citigroup
New York
$899K -$60.8K -1,512 -6%
Jane Street
38
Jane Street
New York
$848K +$855K +21,262 New
TRCT
39
Tower Research Capital (TRC)
New York
$842K +$849K +21,119 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$779K -$295K -7,328 -27%
Stifel Financial
41
Stifel Financial
Missouri
$697K +$189K +4,703 +37%
VFS
42
VSR Financial Services
Kansas
$664K -$7.8K -194 -1%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$650K -$63.2K -1,571 -9%
IA
44
IFP Advisors
Florida
$644K -$1.34M -33,417 -67%
First Trust Advisors
45
First Trust Advisors
Illinois
$638K +$9.45K +235 +1%
Citadel Advisors
46
Citadel Advisors
Florida
$601K +$605K +15,054 New
ICOA
47
Investment Centers of America
North Dakota
$558K -$12K -299 -2%
DADC
48
D.A. Davidson & Co
Montana
$536K +$344K +8,555 +175%
MPI
49
Mairs & Power Inc
Minnesota
$522K +$178K +4,434 +51%
SWP
50
Stratos Wealth Partners
Ohio
$494K +$11.6K +288 +2%

FTA Hedge Fund Activity: Q2 2016 in Review

79 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2016, worth a combined $488M — down 10% from $542M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTA positions and 6 closed out — a net gain of 9 holders — while 29 added to existing stakes and 25 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $6.11M. The largest seller was LPL Financial, cutting an estimated $39.3M.

  • 79 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2016, up from 71 in Q1 2016.
  • Funds reported $488M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2016, down 10% quarter-over-quarter.
  • 15 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2016 and 6 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2016 was Credit Suisse, an estimated $6.11M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $39.3M sold.

Based on aggregated 13F filings for Q2 2016.