Stephens Inc’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Stephens Inc’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-33,829	Closed	-$1.35M	–	786
2016 Q2	$1.35M	Sell	33,829 -7,757	-19%	-$312K	0.06%	309
2016 Q1	$1.69M	Sell	41,586 -9,340	-18%	-$350K	0.08%	258
2015 Q4	$1.96M	Sell	50,926 -63,246	-55%	-$2.5M	0.1%	214
2015 Q3	$4.31M	Buy	114,172 +10,196	+10%	+$411K	0.22%	97
2015 Q2	$4.41M	Buy	103,976 +1,977	+2%	+$87.7K	0.2%	107
2015 Q1	$4.46M	Buy	101,999 +7,869	+8%	+$344K	0.2%	116
2014 Q4	$4.12M	Sell	94,130 -6,095	-6%	-$260K	0.19%	119
2014 Q3	$4.26M	Buy	100,225 +4,432	+5%	+$192K	0.21%	116
2014 Q2	$4.17M	Buy	95,793 +8,433	+10%	+$355K	0.21%	114
2014 Q1	$3.6M	Buy	+87,360	New	+$3.47M	0.2%	128

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VFA

Voya Financial Advisors Windsor, Connecticut $1B AUM 12.91% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stephens Inc's FTA Position: Q3 2016 in Review

Stephens Inc sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q3 2016, closing a stake of 33,829 shares — an estimated $1.35M sold.

Stephens Inc first reported a position in FTA in Q1 2014 and held it in 10 quarters. The position peaked at $4.46M in Q1 2015. 75 funds tracked by Wall St. Rank hold FTA as of Q3 2016.

Stephens Inc reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
Stephens Inc sold 33,829 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2016, an estimated $1.35M.
Stephens Inc first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q1 2014 and held it in 10 quarters.
Stephens Inc's First Trust Large Cap Value AlphaDEX Fund position peaked at $4.46M in Q1 2015.
75 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2016.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.