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First Trust Large Cap Value AlphaDEX Fund
FTA

Overview Fund Activity

73 hedge funds and large institutions have $783M invested in First Trust Large Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
33
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$319M
2
LPL Financial
2
LPL Financial
California
$57.2M
3
MAA
3
Managed Account Advisors
New Jersey
$4.23M
4
HI
4
Horizon Investments
North Carolina
$3.99M
5
UBS Group
5
UBS Group
Switzerland
$89.4M

Top Sellers

1
SPC
1
Sigma Planning Corp
Michigan
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$0
3
RJA
3
Raymond James & Associates
Florida
$33.9M
4
CA
4
Cetera Advisors
Colorado
$11M
5
VFS
5
VSR Financial Services
Kansas
$564K
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
26
First Allied Advisory Services
California
$2.27M -$338K -7,697 -13%
MFS
27
MSI Financial Services
Massachusetts
$1.78M +$1.36M +31,112 +327%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.76M +$1.76M +40,235 New
VF
29
Virtu Financial
New York
$1.53M -$174K -3,964 -10%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$1.48M +$143K +3,278 +11%
SWP
31
Stratos Wealth Partners
Ohio
$1.39M +$896K +20,449 +183%
CAN
32
Cetera Advisor Networks
California
$1.25M +$162K +3,695 +15%
AIM
33
Advantage Investment Management
Iowa
$1.2M +$1.2M +27,378 New
CS
34
Comerica Securities
Michigan
$1.18M +$1.18M +27,018 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$1.04M +$83K +1,898 +9%
SEIA
36
Signature Estate & Investment Advisors
California
$969K +$862K +19,697 +804%
Stifel Financial
37
Stifel Financial
Missouri
$964K +$30.6K +699 +3%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$917K +$2.97K +68 +0.3%
First Trust Advisors
39
First Trust Advisors
Illinois
$856K -$369K -8,434 -30%
SSWM
40
Sheets Smith Wealth Management
North Carolina
$820K +$161K +3,690 +25%
SHA
41
Smith Hayes Advisers
Nebraska
$792K +$14.2K +325 +2%
FHC
42
First Heartland Consultants
Missouri
$763K – – –
William Blair & Company
43
William Blair & Company
Illinois
$682K – – –
MPI
44
Mairs & Power Inc
Minnesota
$643K – – –
PAG
45
Private Advisor Group
New Jersey
$636K -$69.6K -1,592 -10%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$620K +$83.4K +1,908 +16%
VFS
47
VSR Financial Services
Kansas
$564K -$1.9M -43,476 -77%
Millennium Management
48
Millennium Management
New York
$543K +$543K +12,405 New
MIAN
49
Mariner Independent Advisor Network
Kansas
$483K +$10.7K +245 +2%
ICOA
50
Investment Centers of America
North Dakota
$466K +$46.2K +1,054 +11%
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