Sheets Smith Wealth Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Sheets Smith Wealth Management’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,878	Closed	-$411K	–	234
2015 Q3	$411K	Sell	10,878 -7,765	-42%	-$313K	0.14%	143
2015 Q2	$791K	Sell	18,643 -98	-0.5%	-$4.35K	0.22%	134
2015 Q1	$820K	Buy	18,741 +3,690	+25%	+$161K	0.23%	137
2014 Q4	$658K	Buy	+15,051	New	+$643K	0.17%	162

Other funds holding FTA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return

Sheets Smith Wealth Management's FTA Position: Q4 2015 in Review

Sheets Smith Wealth Management sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2015, closing a stake of 10,878 shares — an estimated $411K sold.

Sheets Smith Wealth Management first reported a position in FTA in Q4 2014 and held it in 4 quarters. The position peaked at $820K in Q1 2015. 79 funds tracked by Wall St. Rank hold FTA as of Q4 2015.

Sheets Smith Wealth Management reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2015 after selling out during the quarter.
Sheets Smith Wealth Management sold 10,878 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2015, an estimated $411K.
Sheets Smith Wealth Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2014 and held it in 4 quarters.
Sheets Smith Wealth Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $820K in Q1 2015.
79 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2015.

Based on Sheets Smith Wealth Management's 13F filing for Q4 2015, filed 1 Feb 2016.