Mariner Independent Advisor Network’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Mariner Independent Advisor Network’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-11,242	Closed	-$396K	–	330
2020 Q1	$396K	Sell	11,242 -2,529	-18%	-$126K	0.04%	298
2019 Q4	$779K	Sell	13,771 -403	-3%	-$21.6K	0.06%	270
2019 Q3	$718K	Buy	14,174 +71	+0.5%	+$3.64K	0.05%	275
2019 Q2	$738K	Sell	14,103 -39	-0.3%	-$2.02K	0.06%	272
2019 Q1	$738K	Sell	14,142 -178	-1%	-$9.01K	0.06%	260
2018 Q4	$690K	Buy	+14,320	New	+$726K	0.06%	263
2015 Q4	–	Sell	-10,683	Closed	-$403K	–	102
2015 Q3	$403K	Sell	10,683 -331	-3%	-$13.3K	0.15%	109
2015 Q2	$468K	Sell	11,014 -15	-0.1%	-$665	0.23%	79
2015 Q1	$483K	Buy	11,029 +245	+2%	+$10.7K	0.27%	69
2014 Q4	$471K	Buy	10,784 +1,079	+11%	+$46.1K	0.22%	84
2014 Q3	$412K	Buy	9,705 +1,020	+12%	+$44.2K	0.22%	72
2014 Q2	$378K	Buy	+8,685	New	+$366K	0.19%	80

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

Mariner Independent Advisor Network's FTA Position: Q2 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q2 2020, closing a stake of 11,242 shares — an estimated $396K sold.

Mariner Independent Advisor Network first reported a position in FTA in Q2 2014 and held it in 12 quarters. The position peaked at $779K in Q4 2019. 113 funds tracked by Wall St. Rank hold FTA as of Q2 2020.

Mariner Independent Advisor Network reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 11,242 First Trust Large Cap Value AlphaDEX Fund shares in Q2 2020, an estimated $396K.
Mariner Independent Advisor Network first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2014 and held it in 12 quarters.
Mariner Independent Advisor Network's First Trust Large Cap Value AlphaDEX Fund position peaked at $779K in Q4 2019.
113 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q2 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2020, filed 3 Aug 2020.