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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

41 hedge funds and large institutions have $285M invested in First Trust Large Cap Value AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 6 reducing their positions, and 6 closing their positions.

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
20
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$138M
2
U
2
UBS
Switzerland
$19.5M
3
LPL Financial
3
LPL Financial
California
$21.9M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.01M
5
Bank of America
5
Bank of America
North Carolina
$28.3M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$2.9M
2
BAAM
2
Baker Avenue Asset Management
California
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.84M
4
Wells Fargo
4
Wells Fargo
California
$20.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SF
26
Synovus Financial
Georgia
$344K 9,374 – –
Deutsche Bank
27
Deutsche Bank
Germany
$332K 9,048 +3,468 +62%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$318K 8,672 +264 +3%
Comerica Bank
29
Comerica Bank
Texas
$312K 8,500 +1,396 +20%
ICOA
30
Investment Centers of America
North Dakota
$257K 6,937 +6,937 New
SHA
31
Smith Hayes Advisers
Nebraska
$214K 5,840 +5,840 New
FAAS
32
First Allied Advisory Services
California
$208K 5,662 +5,662 New
PAS
33
Partnervest Advisory Services
California
$136K 3,700 +3,000 +429%
Citigroup
34
Citigroup
New York
$76K 2,081 – –
DADC
35
D.A. Davidson & Co
Montana
$51K 1,400 – –
NES
36
New England Securities
New York
$45K 1,214 +1,014 +507%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$27K 737 -66 -8%
WA
38
WFG Advisors
Texas
$18K 500 – –
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$17K 454 – –
Creative Planning
40
Creative Planning
Kansas
$10K 260 +260 New
MFS
41
MSI Financial Services
Massachusetts
$10K 261 +261 New
BAAM
42
Baker Avenue Asset Management
California
– – -71,354 Closed
RJFSA
43
Raymond James Financial Services Advisors
Florida
– – -14,769 Closed
NA
44
Navellier & Associates
Nevada
– – -7,000 Closed
Nomura Holdings
45
Nomura Holdings
Japan
– – -5,900 Closed
FHC
46
First Heartland Consultants
Missouri
– – -3,368 Closed
CW
47
Cobiz Wealth
Colorado
– – -875 Closed
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