Nomura Holdings
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Nomura Holdings’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Nomura Holdings’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-5,900
Closed -$206K – 2418
2013
Q2 		$206K Buy
+5,900
New +$204K ﹤0.01% 1831

Other funds holding FTA

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Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
HFS
HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Nomura Holdings's FTA Position: Q3 2013 in Review

Nomura Holdings sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q3 2013, closing a stake of 5,900 shares — an estimated $206K sold.

Nomura Holdings first reported a position in FTA in Q2 2013 and held it in 1 quarter. The position peaked at $206K in Q2 2013. 41 funds tracked by Wall St. Rank hold FTA as of Q3 2013.

  • Nomura Holdings reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q3 2013 after selling out during the quarter.
  • Nomura Holdings sold 5,900 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2013, an estimated $206K.
  • Nomura Holdings first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and held it in 1 quarter.
  • Nomura Holdings's First Trust Large Cap Value AlphaDEX Fund position peaked at $206K in Q2 2013.
  • 41 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2013.

Based on Nomura Holdings's 13F filing for Q3 2013, filed 14 Nov 2013.