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First Trust Mid Cap Core AlphaDEX Fund
FNX

104 hedge funds and large institutions have $370M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 46 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 9

84% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 25

13% more funds holding

Funds holding: 92 → 104 (+12)

8% more capital invested

Capital invested by funds: $344M → $370M (+$26.3M)

0.65% more ownership

Funds ownership: 49.22% → 49.87% (+0.65%)

Holders
104
Holders Change
+12
Holders Change %
+13.04%
% of All Funds
2.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
46
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BFEC
Benjamin F. Edwards & Company
Missouri
+$4.77M
2
Jane Street
Jane Street
New York
+$1.62M
3
SI
SII Investments
Wisconsin
+$1.62M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.19M
5
LPL Financial
LPL Financial
California
+$1.07M

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$4.89M
2
Bank of America
Bank of America
North Carolina
-$2.63M
3
VF
Virtu Financial
New York
-$1.56M
4
IH
IFC Holdings
Florida
-$1.47M
5
Wells Fargo
Wells Fargo
California
-$1.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$1.97M -$53.1K -831 -3%
PFS
27
Prospera Financial Services
Texas
$1.78M +$221K +3,452 +15%
JP Morgan Chase
28
JP Morgan Chase
New York
$1.77M -$17.5K -274 -1%
HSA
29
HBK Sorce Advisory
Pennsylvania
$1.74M +$99.2K +1,551 +6%
SI
30
SII Investments
Wisconsin
$1.67M +$1.62M +25,374 New
DADC
31
D.A. Davidson & Co
Montana
$1.64M +$439K +6,858 +38%
LPT
32
Legacy Private Trust
Wisconsin
$1.63M -$77.8K -1,217 -5%
PNC
33
Park National Corp
Ohio
$1.52M -$57.4K -897 -4%
BFC
34
Bedel Financial Consulting
Indiana
$1.44M +$1.4M +21,900 New
AG
35
Advisor Group
Arizona
$1.37M +$168K +2,625 +14%
WI
36
Wintrust Investments
Illinois
$1.36M -$116K -1,819 -8%
LA
37
LexAurum Advisors
Kansas
$1.24M +$1.16M +18,191 New
SB
38
Suntrust Banks
Georgia
$1.23M +$114K +1,789 +11%
Goldman Sachs
39
Goldman Sachs
New York
$1.14M +$36.5K +570 +3%
WS
40
Wedbush Securities
California
$1.12M +$668K +10,447 +158%
IH
41
IFC Holdings
Florida
$1.12M -$1.47M -22,991 -58%
CAN
42
Cetera Advisor Networks
California
$1.09M +$834K +13,048 +383%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$1.05M -$7.99K -125 -0.8%
CA
44
Cetera Advisors
Colorado
$910K -$2.62K -41 -0.3%
IA
45
IFP Advisors
Florida
$854K +$2.75K +43 +0.3%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$778K +$93.8K +1,466 +14%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$761K -$17.5K -273 -2%
SI
48
Stephens Inc
Arkansas
$658K +$8.95K +140 +1%
VFA
49
Voya Financial Advisors
Connecticut
$657K -$39.1K -612 -6%
MML Investors Services
50
MML Investors Services
Massachusetts
$656K +$31.9K +499 +5%
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FNX Hedge Fund Activity: Q4 2017 in Review

104 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2017, worth a combined $370M — up 7.6% from $344M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FNX positions and 9 closed out — a net gain of 12 holders — while 46 added to existing stakes and 25 trimmed.

The largest buyer was Benjamin F. Edwards & Company, adding an estimated $4.77M. The largest seller was Stifel Financial, cutting an estimated $4.89M.

  • 104 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2017, up from 92 in Q3 2017.
  • Funds reported $370M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2017, up 7.6% quarter-over-quarter.
  • 21 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2017 and 9 closed out, a net change of +12 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2017 was Benjamin F. Edwards & Company, an estimated $4.77M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2017 was Stifel Financial, an estimated $4.89M sold.

Based on aggregated 13F filings for Q4 2017.