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First Trust Mid Cap Core AlphaDEX Fund

92 hedge funds and large institutions have $344M invested in First Trust Mid Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 38 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

1% more funds holding

Funds holding: 9192 (+1)

2% more capital invested

Capital invested by funds: $339M → $344M (+$5.5M)

0.26% more ownership

Funds ownership: 48.96%49.22% (+0.26%)

13% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 38

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
92
Holders Change
+1
Holders Change %
+1.1%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
33
Reduced
38
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$1.66M +$1.03M +17,229 +179%
LPT
27
Legacy Private Trust
Wisconsin
$1.61M -$31.4K -525 -2%
VF
28
Virtu Financial
New York
$1.56M +$1.5M +25,133 New
HSA
29
HBK Sorce Advisory
Pennsylvania
$1.54M +$312K +5,219 +27%
PNC
30
Park National Corp
Ohio
$1.49M +$101K +1,686 +8%
PFS
31
Prospera Financial Services
Texas
$1.46M +$29.9K +500 +2%
WI
32
Wintrust Investments
Illinois
$1.39M -$37.6K -629 -3%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$1.38M -$1.52M -25,423 -53%
AG
34
Advisor Group
Arizona
$1.13M -$156K -2,606 -13%
DADC
35
D.A. Davidson & Co
Montana
$1.12M +$135K +2,257 +14%
SB
36
Suntrust Banks
Georgia
$1.05M +$229K +3,829 +29%
Goldman Sachs
37
Goldman Sachs
New York
$1.04M +$1.01M +16,828 New
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$1M +$212K +3,549 +28%
ICOA
39
Investment Centers of America
North Dakota
$1M -$305K -5,108 -24%
CA
40
Cetera Advisors
Colorado
$858K -$52.5K -878 -6%
IA
41
IFP Advisors
Florida
$801K +$112K +1,876 +17%
GS
42
Girard Securities
California
$789K -$13.4K -224 -2%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$733K -$21.8K -364 -3%
VFA
44
Voya Financial Advisors
Connecticut
$653K -$181K -3,023 -22%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$642K -$230K -3,841 -27%
SI
46
Stephens Inc
Arkansas
$611K -$73.3K -1,227 -11%
Citigroup
47
Citigroup
New York
$600K +$14.2K +238 +3%
MML Investors Services
48
MML Investors Services
Massachusetts
$587K +$56.8K +951 +11%
PAG
49
Private Advisor Group
New Jersey
$527K +$7.65K +128 +2%
OC
50
Oppenheimer & Co
New York
$515K -$17.3K -289 -3%

FNX Hedge Fund Activity: Q3 2017 in Review

92 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2017, worth a combined $344M — up 1.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 6 closed out — a net gain of 3 holders — while 33 added to existing stakes and 38 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.02M. The largest seller was Wells Fargo, cutting an estimated $8.94M.

  • 92 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2017, up from 91 in Q2 2017.
  • Funds reported $344M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2017, up 1.6% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2017 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $3.02M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2017.