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First Trust Mid Cap Core AlphaDEX Fund

79 hedge funds and large institutions have $472M invested in First Trust Mid Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

5% more funds holding

Funds holding: 7579 (+4)

2.58% more ownership

Funds ownership: 56.56%59.13% (+2.6%)

1% less capital invested

Capital invested by funds: $478M → $472M (-$5.74M)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
29
Reduced
32
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$2.34M +$1.15M +22,994 +90%
AIG
27
American International Group
New York
$2.16M +$337K +6,754 +18%
VF
28
Virtu Financial
New York
$1.95M +$281K +5,632 +16%
FAAS
29
First Allied Advisory Services
California
$1.76M -$250K -5,019 -12%
SHA
30
Smith Hayes Advisers
Nebraska
$1.29M -$109K -2,177 -8%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$1.22M -$339K -6,793 -21%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$1.09M -$848 -17 -0.1%
PNC
33
Park National Corp
Ohio
$1.09M -$698 -14 -0.1%
First Trust Advisors
34
First Trust Advisors
Illinois
$1.04M +$510K +10,218 +90%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$976K +$200K +4,009 +25%
JP Morgan Chase
36
JP Morgan Chase
New York
$902K -$625K -12,522 -40%
BRWA
37
B. Riley Wealth Advisors
Florida
$894K +$499 +10 +0.1%
AI
38
Atria Investments
North Carolina
$839K +$933K +18,693 New
VFA
39
Voya Financial Advisors
Connecticut
$764K +$16.2K +324 +2%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$725K +$753K +15,092 New
MFS
41
MSI Financial Services
Massachusetts
$696K -$809K -16,224 -53%
KA
42
Kovack Advisors
Florida
$685K +$150 +3 +0%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$642K -$1.81M -36,247 -73%
CFA
44
Cahill Financial Advisors
Minnesota
$626K -$121K -2,428 -16%
VFS
45
VSR Financial Services
Kansas
$616K +$79K +1,584 +14%
Citigroup
46
Citigroup
New York
$595K +$29K +582 +5%
OC
47
Oppenheimer & Co
New York
$573K -$19.1K -382 -3%
BW
48
Bison Wealth
Georgia
$468K -$163K -3,264 -25%
CA
49
Cetera Advisors
Colorado
$466K -$27.1K -543 -5%
SWP
50
Stratos Wealth Partners
Ohio
$436K +$11.4K +229 +3%

FNX Hedge Fund Activity: Q4 2015 in Review

79 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2015, worth a combined $472M — down 1.2% from $478M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was LPL Financial, adding an estimated $17.9M. The largest seller was Morgan Stanley, cutting an estimated $11.1M.

  • 79 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2015, up from 75 in Q3 2015.
  • Funds reported $472M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2015, down 1.2% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $17.9M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2015.