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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

112 hedge funds and large institutions have $174M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2025 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.97% less ownership

Funds ownership: 22.76% → 21.79% (-0.97%)

3% less capital invested

Capital invested by funds: $179M → $174M (-$5.87M)

3% less funds holding

Funds holding: 115 → 112 (-3)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

Holders
112
Holders Change
-3
Holders Change %
-2.61%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
39
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
Bard Associates
Illinois
+$6.08M
2
Stifel Financial
Stifel Financial
Missouri
+$1.98M
3
BPA
Beacon Pointe Advisors
California
+$1.82M
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$1.19M
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$500K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$6.47M
2
GP
Gridiron Partners
Pennsylvania
-$5.6M
3
Ameriprise
Ameriprise
Minnesota
-$1.5M
4
SIA
Sit Investment Associates
Minnesota
-$1.45M
5
HighTower Advisors
HighTower Advisors
Illinois
-$604K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
101
Northwestern Mutual Wealth Management
Wisconsin
$11.5K +$10.4K +622 +829%
GAFA
102
Garton & Associates Financial Advisors
Kentucky
$9.69K +$9.77K +587 New
FFA
103
Farther Finance Advisors
California
$9.31K +$9.39K +564 New
SIS
104
Strategic Investment Solutions
Illinois
$8.67K +$8.74K +525 New
MTIC
105
Missouri Trust & Investment Company
Missouri
$8.52K +$8.59K +516 New
SS
106
Sunbelt Securities
Texas
$5.78K – – –
NS
107
NBC Securities
Alabama
$5.2K – – –
CCC
108
Chelsea Counsel Company
California
$5.12K – – –
BWM
109
Bernard Wealth Management
Michigan
$3.79K +$67 +4 +2%
AssetMark Inc
110
AssetMark Inc
California
$3.63K – – –
HWP
111
Highline Wealth Partners
California
$3.3K +$3.33K +200 New
FHA
112
Flagship Harbor Advisors
Massachusetts
$2.48K +$2.5K +150 New
TRCT
113
Tower Research Capital (TRC)
New York
$165 +$133 +8 +400%
TJHA
114
Thomas J. Herzfeld Advisors
Florida
– -$6.47M -382,783 Closed
CPRC
115
Consolidated Portfolio Review Corp
New York
– -$576K -34,104 Closed
CL
116
Choreo LLC
Illinois
– -$498K -29,459 Closed
Susquehanna International Group
117
Susquehanna International Group
Pennsylvania
– -$327K -19,363 Closed
ACI
118
Alpha Cubed Investments
California
– -$305K -18,076 Closed
AA
119
AQR Arbitrage
Connecticut
– -$292K -17,311 Closed
Millennium Management
120
Millennium Management
New York
– -$232K -13,723 Closed
Walleye Capital
121
Walleye Capital
New York
– -$173K -10,245 Closed
ASN
122
Advisory Services Network
Georgia
– -$120K -7,077 Closed
GWSG
123
GPS Wealth Strategies Group
Colorado
– -$91.9K -5,439 Closed
FFWM
124
Future Financial Wealth Management
Ohio
– -$84.5K -5,000 Closed
MG
125
Mather Group
Illinois
– -$79.1K -4,684 Closed
2 3 4
5
6

FFC Hedge Fund Activity: Q4 2025 in Review

112 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2025, worth a combined $174M — down 3.3% from $179M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FFC and 14 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was Bard Associates, adding an estimated $6.08M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $6.47M sold.

  • 112 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2025, down from 115 in Q3 2025.
  • Funds reported $174M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2025, down 3.3% quarter-over-quarter.
  • 14 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2025 and 17 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2025 was Bard Associates, an estimated $6.08M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2025 was Thomas J. Herzfeld Advisors, an estimated $6.47M sold.

Based on aggregated 13F filings for Q4 2025.