We are live on ! Find out more
FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

111 hedge funds and large institutions have $134M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

27% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 26

6% more funds holding

Funds holding: 105 → 111 (+6)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.32% less ownership

Funds ownership: 14.13% → 13.81% (-0.32%)

5% less capital invested

Capital invested by funds: $141M → $134M (-$6.33M)

Holders
111
Holders Change
+6
Holders Change %
+5.71%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
33
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.19M
2
Invesco
Invesco
Georgia
+$1.65M
3
IAIM
International Assets Investment Management
Florida
+$1.04M
4
RJA
Raymond James & Associates
Florida
+$452K
5
FDCDDQ
Federation des caisses Desjardins du Quebec
Quebec, Canada
+$398K

Top Sellers

1
ACM
Anfield Capital Management
California
-$2.88M
2
LPL Financial
LPL Financial
California
-$1.03M
3
GG
Golden Green
South Carolina
-$830K
4
Stifel Financial
Stifel Financial
Missouri
-$740K
5
SFS
Sowell Financial Services
Arkansas
-$617K
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
101
Carson Wealth (CWM LLC)
Nebraska
$10K +$10.2K +460 New
AA
102
Addison Advisors
Vermont
$9K – – –
TFM
103
TFC Financial Management
Massachusetts
$9K +$155 +7 +2%
BFEC
104
Benjamin F. Edwards & Company
Missouri
$8K – – –
TCWM
105
Total Clarity Wealth Management
Illinois
$8K – – –
TWM
106
Tradition Wealth Management
Minnesota
$8K +$132 +6 +2%
AA
107
Ancora Advisors
Ohio
$7K – – –
FF
108
FourThought Financial
Florida
$7K – – –
HI
109
Harbour Investments
Wisconsin
$2K -$198K -8,971 -99%
CHC
110
City Holding Co
West Virginia
$2K – – –
WFS
111
Widmann Financial Services
Maryland
$2K +$2.29K +104 New
ACM
112
Anfield Capital Management
California
– -$2.88M -129,351 Closed
VF
113
Virtu Financial
New York
– -$375K -16,849 Closed
SF
114
Synovus Financial
Georgia
– -$246K -11,028 Closed
AAS
115
Avantax Advisory Services
Texas
– -$217K -9,756 Closed
Citigroup
116
Citigroup
New York
– -$40K -1,806 Closed
FIA
117
FNY Investment Advisers
New York
– -$40K -1,800 Closed
JCM
118
Jacobi Capital Management
Pennsylvania
– -$7K -305 Closed
AWA
119
Arkadios Wealth Advisors
Georgia
– -$4K -190 Closed
Fidelity Investments
120
Fidelity Investments
Massachusetts
– +$22 +1 New
1 2 3 4
5

FFC Hedge Fund Activity: Q4 2021 in Review

111 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2021, worth a combined $134M — down 4.5% from $141M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FFC positions and 8 closed out — a net gain of 9 holders — while 33 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.19M. The largest seller was Anfield Capital Management, exiting entirely with an estimated $2.88M sold.

  • 111 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2021, up from 105 in Q3 2021.
  • Funds reported $134M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2021, down 4.5% quarter-over-quarter.
  • 17 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2021 and 8 closed out, a net change of +9 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2021 was Morgan Stanley, an estimated $2.19M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2021 was Anfield Capital Management, an estimated $2.88M sold.

Based on aggregated 13F filings for Q4 2021.