FIA
FFC

FNY Investment Advisers’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

FNY Investment Advisers’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-1,800
Closed -$40K – 637
2021
Q3 		$40K Buy
+1,800
New +$41.2K 0.02% 392
2021
Q2 		– Sell
-4,369
Closed -$102K – 842
2021
Q1 		$102K Buy
+4,369
New +$98.4K 0.04% 301

Other funds holding FFC

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

FNY Investment Advisers's FFC Position: Q4 2021 in Review

FNY Investment Advisers sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2021, closing a stake of 1,800 shares — an estimated $40K sold.

FNY Investment Advisers first reported a position in FFC in Q1 2021 and held it in 2 quarters. The position peaked at $102K in Q1 2021. 111 funds tracked by Wall St. Rank hold FFC as of Q4 2021.

  • FNY Investment Advisers reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2021 after selling out during the quarter.
  • FNY Investment Advisers sold 1,800 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2021, an estimated $40K.
  • FNY Investment Advisers first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2021 and held it in 2 quarters.
  • FNY Investment Advisers's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $102K in Q1 2021.
  • 111 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.