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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

104 hedge funds and large institutions have $137M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

14% more capital invested

Capital invested by funds: $120M → $137M (+$17M)

7% more funds holding

Funds holding: 97104 (+7)

0.3% more ownership

Funds ownership: 12.88%13.18% (+0.3%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
23
Reduced
31
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D
76
Diversified
Delaware
$52K +$55.2K +2,488 New
NSIM
77
North Star Investment Management
Illinois
$49K
SMG
78
Spectrum Management Group
Indiana
$37K +$34.6K +1,562 New
SPIA
79
Steward Partners Investment Advisory
New York
$35K
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
$26K
AF
81
Allworth Financial
California
$23K
VBCG
82
Valley Brook Capital Group
Pennsylvania
$23K +$22.2K +1,000 New
SWA
83
SOA Wealth Advisors
New York
$22K +$21.6K +972 New
DWP
84
Destiny Wealth Partners
Florida
$21K +$19.5K +878 New
AA
85
AlphaMark Advisors
Kentucky
$16K +$4.43K +200 +40%
SWM
86
Sugarloaf Wealth Management
Georgia
$15K
CFGS
87
Concourse Financial Group Securities
Alabama
$14K
SIM
88
Sonora Investment Management
Arizona
$13K
WEC
89
Winslow Evans & Crocker
Massachusetts
$12K +$11.1K +500 New
Carson Wealth (CWM LLC)
90
Carson Wealth (CWM LLC)
Nebraska
$10K
AA
91
Addison Advisors
Vermont
$10K +$9.58K +432 New
TFM
92
TFC Financial Management
Massachusetts
$9K +$133 +6 +2%
SIAG
93
Safeguard Investment Advisory Group
California
$9K +$8.85K +399 New
AA
94
Ancora Advisors
Ohio
$8K
BFEC
95
Benjamin F. Edwards & Company
Missouri
$8K +$2.22K +100 +40%
TWM
96
Tradition Wealth Management
Minnesota
$8K +$7.36K +332 New
WC
97
Westwind Capital
New Mexico
$7K -$1.02K -46 -14%
FF
98
FourThought Financial
Florida
$7K +$6.65K +300 New
S
99
SignatureFD
Georgia
$6K
WT
100
Whittier Trust
California
$6K