We are live on ! Find out more
FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

115 hedge funds and large institutions have $179M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 32 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

16% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 32

9% more capital invested

Capital invested by funds: $164M → $179M (+$15.2M)

3% more funds holding

Funds holding: 112 → 115 (+3)

1.81% more ownership

Funds ownership: 20.95% → 22.76% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
115
Holders Change
+3
Holders Change %
+2.68%
% of All Funds
1.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
37
Reduced
32
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
Bard Associates
Illinois
+$6.73M
2
GP
Gridiron Partners
Pennsylvania
+$5.57M
3
SIA
Sit Investment Associates
Minnesota
+$2.79M
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$1.63M
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$771K

Top Sellers

1
AA
AQR Arbitrage
Connecticut
-$2.02M
2
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$955K
3
MC
Matisse Capital
Oregon
-$389K
4
Invesco
Invesco
Georgia
-$378K
5
CAG
Csenge Advisory Group
Florida
-$328K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$1.59M -$153K -9,332 -9%
Focus Partners Wealth
27
Focus Partners Wealth
Massachusetts
$1.54M -$36K -2,190 -2%
PAS
28
Park Avenue Securities
New York
$1.42M -$33.9K -2,061 -2%
GC
29
Guggenheim Capital
Illinois
$1.3M -$65.1K -3,957 -5%
SAM
30
Smith Asset Management
Florida
$1.23M +$26.5K +1,613 +2%
AFG
31
Atomi Financial Group
New York
$1.09M -$20.6K -1,250 -2%
MCIA
32
Mountain Capital Investment Advisors
Colorado
$1.07M +$7.7K +468 +0.7%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$997K – – –
Wealth Enhancement Advisory Services
34
Wealth Enhancement Advisory Services
Minnesota
$875K +$30.3K +1,840 +4%
HighTower Advisors
35
HighTower Advisors
Illinois
$817K +$540K +32,834 +211%
EAM
36
Everstar Asset Management
North Carolina
$809K – – –
NWMP
37
Noble Wealth Management PBC
Colorado
$748K +$728K +44,262 New
Lido Advisors
38
Lido Advisors
California
$623K -$164K -10,000 -21%
P
39
&Partners
Tennessee
$601K +$42.4K +2,581 +8%
WWM
40
Western Wealth Management
Colorado
$591K -$10.1K -615 -2%
CPRC
41
Consolidated Portfolio Review Corp
New York
$576K -$90.3K -5,493 -14%
SC
42
Stolper & Co
Oklahoma
$546K +$531K +32,320 New
CI
43
Ceera Investments
Texas
$528K +$117K +7,110 +29%
SFG
44
Seamount Financial Group
Colorado
$512K -$59.6K -3,624 -11%
FDCDDQ
45
Federation des caisses Desjardins du Quebec
Quebec, Canada
$509K -$193K -11,748 -28%
CL
46
Choreo LLC
Illinois
$498K -$3.34K -203 -0.7%
JCM
47
Jacobi Capital Management
Pennsylvania
$466K +$19K +1,155 +4%
WS
48
Wedbush Securities
California
$452K +$1.5K +91 +0.3%
PWM
49
Pines Wealth Management
North Carolina
$447K +$141K +8,580 +48%
Calamos Advisors
50
Calamos Advisors
Illinois
$431K +$74.9K +4,555 +22%
1
2
3 4 5

FFC Hedge Fund Activity: Q3 2025 in Review

115 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q3 2025, worth a combined $179M — up 9.3% from $164M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FFC positions and 9 closed out — a net gain of 4 holders — while 37 added to existing stakes and 32 trimmed.

The largest buyer was Bard Associates, adding an estimated $6.73M. The largest seller was AQR Arbitrage, cutting an estimated $2.02M.

  • 115 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q3 2025, up from 112 in Q2 2025.
  • Funds reported $179M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q3 2025, up 9.3% quarter-over-quarter.
  • 13 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q3 2025 and 9 closed out, a net change of +4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q3 2025 was Bard Associates, an estimated $6.73M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q3 2025 was AQR Arbitrage, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2025.