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First Trust Dow Jones Select MicroCap Index Fund

57 hedge funds and large institutions have $70.4M invested in First Trust Dow Jones Select MicroCap Index Fund in 2023 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $65M → $70.4M (+$5.4M)

1.12% more ownership

Funds ownership: 43.9%45.02% (+1.1%)

5% less funds holding

Funds holding: 6057 (-3)

37% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 27

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
17
Reduced
27
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCA
26
Bay Colony Advisors
Massachusetts
$501K
PSF
27
Pacific Sun Financial
California
$462K +$458K +8,603 New
SMC
28
Smith, Moore & Co
Missouri
$456K -$8.46K -159 -2%
SAM
29
Smithbridge Asset Management
Pennsylvania
$430K +$54.2K +1,019 +15%
AAS
30
Avantax Advisory Services
Texas
$421K +$399K +7,486 New
WWMSC
31
Wagner Wealth Management (South Carolina)
South Carolina
$410K +$3.62K +68 +0.9%
HighTower Advisors
32
HighTower Advisors
Illinois
$400K -$8.2K -154 -2%
IFG
33
Independent Financial Group
California
$360K -$23.2K -436 -6%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$358K -$4.31K -81 -1%
AT
35
American Trust
Kentucky
$281K
Mariner
36
Mariner
Kansas
$280K -$51.5K -968 -16%
RJA
37
Raymond James & Associates
Florida
$238K -$15.4K -289 -6%
KAS
38
Kestra Advisory Services
Texas
$237K -$2.77K -52 -1%
Truist Financial
39
Truist Financial
North Carolina
$226K +$2.24K +42 +1%
WCFA
40
Walkner Condon Financial Advisors
Wisconsin
$224K -$21.3K -400 -9%
Mercer Global Advisors
41
Mercer Global Advisors
Colorado
$217K -$63.9K -1,201 -24%
NGA
42
Naples Global Advisors
Florida
$211K -$10.6K -200 -5%
Citadel Advisors
43
Citadel Advisors
Florida
$205K -$547K -10,278 -74%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$204K -$7.24K -136 -4%
LFG
45
Larson Financial Group
Missouri
$87.8K +$532 +10 +0.6%
HI
46
Harbour Investments
Wisconsin
$64K -$31.1K -584 -34%
NA
47
NewEdge Advisors
Louisiana
$59.7K +$25.7K +483 +83%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$37.3K
Citigroup
49
Citigroup
New York
$24K -$30.6K -575 -57%
SPIA
50
Steward Partners Investment Advisory
New York
$14.6K -$2.24K -42 -14%

FDM Hedge Fund Activity: Q2 2023 in Review

57 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q2 2023, worth a combined $70.4M — up 8.3% from $65M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FDM and 2 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, adding an estimated $999K. The largest seller was WESCAP Management Group, cutting an estimated $664K.

  • 57 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2023, down from 60 in Q1 2023.
  • Funds reported $70.4M of First Trust Dow Jones Select MicroCap Index Fund stock for Q2 2023, up 8.3% quarter-over-quarter.
  • 2 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q2 2023 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q2 2023 was LPL Financial, an estimated $999K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q2 2023 was WESCAP Management Group, an estimated $664K sold.

Based on aggregated 13F filings for Q2 2023.