ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

60 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
–
Holders Change %
0%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
21
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$1.75M
2
Citigroup
Citigroup
New York
+$1.38M
3
YMRC
Yorktown Management & Research Company
Virginia
+$975K
4
DA
Doliver Advisors
Texas
+$884K
5
SFS
Shaker Financial Services
Virginia
+$810K

Top Sellers

1
Invesco
Invesco
Georgia
-$12.5M
2
SCM
Saba Capital Management
New York
-$2.87M
3
AQR Capital Management
AQR Capital Management
Connecticut
-$1.98M
4
AA
Ancora Advisors
Ohio
-$1.22M
5
SG Americas Securities
SG Americas Securities
New York
-$849K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
51
Wells Fargo
California
$28K -$53.5K -4,014 -66%
Creative Planning
52
Creative Planning
Kansas
$26K +$6.63K +500 +34%
PAM
53
Panagora Asset Management
Massachusetts
$22K +$22K +1,661 New
FWM
54
Focused Wealth Management
New York
$20K – – –
MA
55
MUFG Americas
New York
$8K +$1.8K +141 +29%
TRCT
56
Tower Research Capital (TRC)
New York
$7K -$6.04K -479 -46%
TJHA
57
Thomas J. Herzfeld Advisors
Florida
$3K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$3K – – –
AQR Capital Management
59
AQR Capital Management
Connecticut
– -$1.98M -145,117 Closed
SG Americas Securities
60
SG Americas Securities
New York
– -$849K -62,289 Closed
IMS
61
Index Management Solutions
Pennsylvania
– -$774K -56,798 Closed
LCM
62
Laurion Capital Management
New York
– -$702K -51,528 Closed
BFM
63
Boothbay Fund Management
New York
– -$307K -22,512 Closed
NPC
64
National Planning Corporation
California
– -$116K -8,518 Closed
TC
65
TradeLink Capital
Illinois
– -$98K -7,200 Closed
UFA
66
US Financial Advisors
Massachusetts
– -$1K -50 Closed
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