ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $68.5M invested in Allspring Multi-Sector Income Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 20 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+4
Holders Change %
+8%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
20
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$2.11M
2
RJA
Raymond James & Associates
Florida
+$821K
3
Millennium Management
Millennium Management
New York
+$257K
4
AAM
Advisors Asset Management
Colorado
+$178K
5
First Trust Advisors
First Trust Advisors
Illinois
+$133K

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$3.13M
2
FFA
First Foundation Advisors
California
-$2.26M
3
Invesco
Invesco
Georgia
-$1.03M
4
LCM
Landscape Capital Management
New Jersey
-$775K
5
GC
Guggenheim Capital
Illinois
-$382K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
26
First Foundation Advisors
California
$461K -$2.26M -183,187 -83%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$461K -$26.5K -2,143 -5%
LPL Financial
28
LPL Financial
California
$421K – – –
AG
29
Advisor Group
Arizona
$401K +$46.4K +3,757 +13%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$266K +$13.4K +1,085 +5%
Millennium Management
31
Millennium Management
New York
$257K +$257K +20,885 New
SBIA
32
Sheaff Brock Investment Advisors
Indiana
$245K – – –
RJT
33
Raymond James Trust
Florida
$236K +$4.85K +392 +2%
Fiera Capital (Canada)
34
Fiera Capital (Canada)
Quebec, Canada
$182K -$13.6K -1,105 -7%
First Trust Advisors
35
First Trust Advisors
Illinois
$133K +$133K +10,758 New
HCM
36
Hollencrest Capital Management
California
$132K – – –
QPWM
37
Quadrant Private Wealth Management
Pennsylvania
$128K +$128K +10,350 New
FIA
38
FNY Investment Advisers
New York
$80K +$65K +5,279 +434%
Wells Fargo
39
Wells Fargo
California
$67K +$4.28K +346 +7%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$63K – – –
SPIA
41
Steward Partners Investment Advisory
New York
$39K -$25 -2 -0.1%
Citigroup
42
Citigroup
New York
$32K – – –
QCIG
43
Quad-Cities Investment Group
Iowa
$31K +$547 +44 +2%
RIA
44
RPG Investment Advisory
California
$29K – – –
CFA
45
Carroll Financial Associates
North Carolina
$27K – – –
SSB
46
Sandy Spring Bank
Maryland
$21K – – –
FWM
47
Focused Wealth Management
New York
$19K – – –
PAM
48
Panagora Asset Management
Massachusetts
$14K +$14K +1,104 New
TFS
49
TrustCore Financial Services
Tennessee
$10K – – –
GWMIA
50
Global Wealth Management Investment Advisory
Florida
$10K – – –
1
2
3