DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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44 hedge funds and large institutions have $99.8M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+11
Holders Change %
+33.33%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
12
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$6.58M
2
SG Americas Securities
SG Americas Securities
New York
+$413K
3
CRC
Curi RMB Capital
Illinois
+$406K
4
SIA
Sit Investment Associates
Minnesota
+$330K
5
LCM
Landscape Capital Management
New Jersey
+$311K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$530K
2
LCM
Laurion Capital Management
New York
-$300K
3
Morgan Stanley
Morgan Stanley
New York
-$195K
4
Truist Financial
Truist Financial
North Carolina
-$139K
5
LPL Financial
LPL Financial
California
-$125K
Name Holding Trade Value Shares
Change 		Shares
Change %
HSA
26
HBK Sorce Advisory
Pennsylvania
$110K +$110K +12,400 New
Mariner
27
Mariner
Kansas
$109K -$86.6K -9,809 -44%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$99K +$581 +66 +0.6%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$78K +$42.1K +4,760 +117%
SWM
30
SeaCrest Wealth Management
New York
$38K +$38K +4,250 New
MSFP
31
Mark Sheptoff Financial Planning
Connecticut
$35K – – –
WB
32
Webster Bank
Connecticut
$27K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$26K – – –
SBL
34
Sargent Bickham Lagudis
Colorado
$17K – – –
IA
35
IFP Advisors
Florida
$13K -$20.1K -2,251 -61%
US Bancorp
36
US Bancorp
Minnesota
$12K – – –
RFA
37
Reilly Financial Advisors
California
$11K – – –
NSIM
38
North Star Investment Management
Illinois
$6K – – –
WC
39
Westwind Capital
New Mexico
$5K +$5K +580 New
AG
40
Advisor Group
Arizona
$4K -$4K -500 -50%
HNB
41
Huntington National Bank
Ohio
$4K -$5K – –
GWS
42
Glassman Wealth Services
Virginia
$4K +$4K +400 New
EWM
43
Evercore Wealth Management
New York
$4K +$4K +500 New
GWM
44
Geneos Wealth Management
Colorado
$2K – – –
AWM
45
Aevitas Wealth Management
Massachusetts
$1K +$1K +150 New
LCM
46
Laurion Capital Management
New York
– -$300K -32,416 Closed
Truist Financial
47
Truist Financial
North Carolina
– -$139K -15,000 Closed
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