We are live on ! Find out more
DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

Back to rankings

45 hedge funds and large institutions have $100M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

32% more funds holding

Funds holding: 34 → 45 (+11)

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

4% more capital invested

Capital invested by funds: $95.7M → $100M (+$4.28M)

Holders
45
Holders Change
+11
Holders Change %
+32.35%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
12
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$6.7M
2
SG Americas Securities
SG Americas Securities
New York
+$421K
3
CRC
Curi RMB Capital
Illinois
+$414K
4
SIA
Sit Investment Associates
Minnesota
+$336K
5
LCM
Landscape Capital Management
New Jersey
+$317K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$540K
2
LCM
Laurion Capital Management
New York
-$300K
3
Morgan Stanley
Morgan Stanley
New York
-$198K
4
Truist Financial
Truist Financial
North Carolina
-$139K
5
LPL Financial
LPL Financial
California
-$127K
Name Holding Trade Value Shares
Change 		Change in
Stake
TSS
26
Two Sigma Securities
New York
$133K +$135K +14,990 New
HSA
27
HBK Sorce Advisory
Pennsylvania
$110K +$112K +12,400 New
Mariner
28
Mariner
Kansas
$109K -$88.4K -9,809 -44%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$99K +$595 +66 +0.6%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$78K +$42.9K +4,760 +117%
SWM
31
SeaCrest Wealth Management
New York
$38K +$38.3K +4,250 New
MSFP
32
Mark Sheptoff Financial Planning
Connecticut
$35K – – –
WB
33
Webster Bank
Connecticut
$27K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$26K – – –
SBL
35
Sargent Bickham Lagudis
Colorado
$17K – – –
IA
36
IFP Advisors
Florida
$13K -$20.3K -2,251 -61%
US Bancorp
37
US Bancorp
Minnesota
$12K – – –
RFA
38
Reilly Financial Advisors
California
$11K – – –
NSIM
39
North Star Investment Management
Illinois
$6K – – –
WC
40
Westwind Capital
New Mexico
$5K +$5.23K +580 New
AG
41
Advisor Group
Arizona
$4K -$4.51K -500 -50%
HNB
42
Huntington National Bank
Ohio
$4K – – –
GWS
43
Glassman Wealth Services
Virginia
$4K +$3.61K +400 New
EWM
44
Evercore Wealth Management
New York
$4K +$4.51K +500 New
GWM
45
Geneos Wealth Management
Colorado
$2K – – –
AWM
46
Aevitas Wealth Management
Massachusetts
$1K +$1.35K +150 New
LCM
47
Laurion Capital Management
New York
– -$300K -32,416 Closed
Truist Financial
48
Truist Financial
North Carolina
– -$139K -15,000 Closed
1
2

DUC Hedge Fund Activity: Q4 2017 in Review

45 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2017, worth a combined $100M — up 4.5% from $95.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DUC positions and 2 closed out — a net gain of 11 holders — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.7M. The largest seller was Shaker Financial Services, cutting an estimated $540K.

  • 45 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2017, up from 34 in Q3 2017.
  • Funds reported $100M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2017, up 4.5% quarter-over-quarter.
  • 13 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2017 and 2 closed out, a net change of +11 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2017 was Wells Fargo, an estimated $6.7M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2017 was Shaker Financial Services, an estimated $540K sold.

Based on aggregated 13F filings for Q4 2017.