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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.56M -$1.55M -95,213 -16%
OA
2
Oxbow Advisors
Texas
$3.47M +$5.23K +321 +0.2%
IH
3
IFC Holdings
Florida
$3.47M -$170K -10,400 -5%
Morgan Stanley
4
Morgan Stanley
New York
$2.62M +$415K +25,457 +19%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$878K -$516K -31,646 -37%
GC
6
Guggenheim Capital
Illinois
$763K +$303K +18,596 +68%
LPL Financial
7
LPL Financial
California
$715K +$475K +29,167 +203%
NPC
8
National Planning Corporation
California
$568K
Wells Fargo
9
Wells Fargo
California
$489K -$645K -39,568 -57%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$336K +$331K +20,285 New
CIA
11
Capital Investment Advisors
Georgia
$189K -$12.6K -774 -6%
WS
12
Wedbush Securities
California
$179K +$176K +10,798 New
Bank of America
13
Bank of America
North Carolina
$168K +$91.4K +5,608 +123%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$143K +$20.4K +1,251 +17%
U
15
UBS
Switzerland
$101K +$11.5K +706 +13%
MFS
16
MSI Financial Services
Massachusetts
$39K +$38.6K +2,367 New
AIG
17
American International Group
New York
$13.2K
NFG
18
Next Financial Group
Texas
$12K
Creative Planning
19
Creative Planning
Kansas
$2K
SIA
20
Sit Investment Associates
Minnesota
-$2.55M -159,739 Closed
TC
21
TFS Capital
Pennsylvania
-$845K -52,947 Closed
YCM
22
Yakira Capital Management
Connecticut
-$613K -38,439 Closed
VKH
23
Virtu KCG Holdings
New York
-$359K -22,480 Closed
GFM
24
Gramercy Funds Management
Connecticut
-$336K -21,080 Closed
TJHA
25
Thomas J. Herzfeld Advisors
Florida
-$264K -16,570 Closed