U
DNI

UBS’s Dividend and Income Fund DNI Stock Holding History

UBS’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$101K Buy
6,063
+706
+13% +$11.5K ﹤0.01% 5988
2014
Q2 		$86K Buy
5,357
+246
+5% +$3.88K ﹤0.01% 6127
2014
Q1 		$78K Sell
5,111
-767
-13% -$11.7K ﹤0.01% 6308
2013
Q4 		$89K Buy
5,878
+1,632
+38% +$23.9K ﹤0.01% 6204
2013
Q3 		$61K Buy
4,246
+2,445
+136% +$38.6K ﹤0.01% 6612
2013
Q2 		$29K Buy
+1,801
New +$28.6K ﹤0.01% 7436

Other funds holding DNI

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

UBS's DNI Position: Q3 2014 in Review

UBS increased its Dividend and Income Fund (DNI) stake by 13% in Q3 2014, buying an estimated $11.5K and bringing the position to 6,063 shares worth $101K. The position accounts for ﹤0.01% of the portfolio, ranked #5988.

UBS first reported a position in DNI in Q2 2013 and has held it in 6 quarters since. 19 funds tracked by Wall St. Rank hold DNI as of Q3 2014.

  • UBS held 6,063 shares of Dividend and Income Fund worth $101K as of Q3 2014.
  • UBS bought 706 Dividend and Income Fund shares in Q3 2014, an estimated $11.5K.
  • Dividend and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5988 holding.
  • UBS first reported a position in Dividend and Income Fund in Q2 2013 and has held it in 6 quarters since.
  • 19 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.