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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$8.06M -$1.72M -148,606 -18%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.12M -$187K -16,166 -4%
BI
3
Bulldog Investors
New Jersey
$4.72M +$135K +11,697 +3%
SCM
4
Saba Capital Management
New York
$4.63M +$3.09M +267,128 +198%
MC
5
Matisse Capital
Oregon
$4.08M
LCM
6
Landscape Capital Management
New Jersey
$3.87M +$13.2K +1,139 +0.3%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$3.41M -$78.1K -6,752 -2%
Wells Fargo
8
Wells Fargo
California
$2.77M +$217K +18,744 +8%
HCMT
9
Highland Capital Management (Texas)
Texas
$2.17M -$488K -42,200 -18%
WP
10
WealthPLAN Partners
Nebraska
$2.15M +$28.1K +2,432 +1%
Morgan Stanley
11
Morgan Stanley
New York
$1.93M +$87.5K +7,569 +5%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.87M +$12.9K +1,116 +0.7%
PAG
13
Private Advisor Group
New Jersey
$1.26M +$1.26M +108,932 New
HighTower Advisors
14
HighTower Advisors
Illinois
$1.15M -$7.81K -675 -0.7%
AA
15
Ancora Advisors
Ohio
$1.09M
BlackRock
16
BlackRock
New York
$1.06M
CL
17
CSS LLC
Illinois
$901K +$15.8K +1,365 +2%
LPL Financial
18
LPL Financial
California
$821K +$99.5K +8,603 +14%
Bank of America
19
Bank of America
North Carolina
$639K -$60.7K -5,247 -9%
DA
20
Doliver Advisors
Texas
$596K -$231K -19,937 -28%
CRC
21
Curi RMB Capital
Illinois
$549K -$312K -26,954 -36%
AA
22
AQR Arbitrage
Connecticut
$535K -$5.92K -512 -1%
SKK
23
Shepherd Kaplan Krochuk
Massachusetts
$520K
GC
24
Guggenheim Capital
Illinois
$482K -$112K -9,699 -19%
WAM
25
Wolverine Asset Management
Illinois
$428K -$139K -12,041 -24%