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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$14.1M +$2.42M +181,167 +19%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.93M +$378K +28,236 +6%
MC
3
Matisse Capital
Oregon
$5.32M -$472K -35,242 -8%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$4.3M +$1.07M +80,229 +31%
Morgan Stanley
5
Morgan Stanley
New York
$3.27M +$744K +55,580 +27%
Wells Fargo
6
Wells Fargo
California
$3.23M +$2.26M +169,080 +193%
HCMT
7
Highland Capital Management (Texas)
Texas
$2.9M +$2.93M +218,852 +1,806%
MML Investors Services
8
MML Investors Services
Massachusetts
$2.17M +$965K +72,131 +72%
Bank of America
9
Bank of America
North Carolina
$1.98M -$390K -29,123 -16%
SCM
10
Saba Capital Management
New York
$1.73M +$462K +34,520 +33%
AA
11
Ancora Advisors
Ohio
$1.61M -$26.8K -2,000 -2%
LCM
12
Landscape Capital Management
New Jersey
$1.52M +$674K +50,370 +71%
COLIM
13
City of London Investment Management
United Kingdom
$1.35M -$218K -16,300 -13%
BI
14
Bulldog Investors
New Jersey
$1.27M +$1.11M +82,621 +450%
GC
15
Guggenheim Capital
Illinois
$1.21M +$377K +28,163 +41%
CL
16
CSS LLC
Illinois
$905K +$53.5K +4,000 +6%
Citigroup
17
Citigroup
New York
$718K -$847K -63,303 -53%
HighTower Advisors
18
HighTower Advisors
Illinois
$717K +$69.3K +5,176 +10%
Invesco
19
Invesco
Georgia
$576K -$257K -19,235 -30%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$507K +$260K +19,460 +93%
CRC
21
Curi RMB Capital
Illinois
$428K -$419K -31,313 -48%
DA
22
Doliver Advisors
Texas
$401K +$427K +31,893 New
UBS Group
23
UBS Group
Switzerland
$399K -$20.6K -1,543 -5%
LPL Financial
24
LPL Financial
California
$334K +$356K +26,593 New
XS
25
XML Securities
Maryland
$286K -$3.84K -287 -1%