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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.2M +$655K +42,955 +7%
SIA
2
Sit Investment Associates
Minnesota
$6.56M
IH
3
IFC Holdings
Florida
$3.17M +$1.72M +112,735 +117%
OA
4
Oxbow Advisors
Texas
$2.7M +$172K +11,250 +7%
Morgan Stanley
5
Morgan Stanley
New York
$1.75M +$649K +42,585 +59%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$1.52M -$433K -28,386 -22%
Wells Fargo
7
Wells Fargo
California
$1.12M -$15.9K -1,044 -1%
YCM
8
Yakira Capital Management
Connecticut
$1.02M -$623K -40,892 -38%
NPC
9
National Planning Corporation
California
$561K -$53.4K -3,500 -9%
VKH
10
Virtu KCG Holdings
New York
$528K +$230K +15,114 +77%
TC
11
TFS Capital
Pennsylvania
$442K +$441K +28,921 New
GFM
12
Gramercy Funds Management
Connecticut
$322K -$1.65M -108,462 -84%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$262K -$245K -16,089 -48%
HCMT
14
Highland Capital Management (Texas)
Texas
$205K
CIA
15
Capital Investment Advisors
Georgia
$203K
FIMG
16
Financial & Investment Management Group
Michigan
$171K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$160K +$160K +10,481 New
LPL Financial
18
LPL Financial
California
$155K +$549 +36 +0.4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$113K
U
20
UBS
Switzerland
$78K -$11.7K -767 -13%
Bank of America
21
Bank of America
North Carolina
$72K +$30.5K +2,000 +74%
MFS
22
MSI Financial Services
Massachusetts
$43K +$1.11K +73 +3%
NES
23
New England Securities
New York
$32K
WA
24
WFG Advisors
Texas
$21K -$10.9K -712 -34%
TRCT
25
Tower Research Capital (TRC)
New York
$2K -$14.7K -965 -88%