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DNI

Dividend and Income Fund
DNI

Delisted

DNI was delisted on the 8th of October, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.57M +$2.55M +224,172 +117%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.12M +$2.58M +226,092 +397%
MC
3
Matisse Capital
Oregon
$2.54M +$2.63M +231,194 New
KIM
4
Karpus Investment Management
New York
$2.41M +$1.97M +172,462 +371%
SIA
5
Sit Investment Associates
Minnesota
$1.57M +$1.62M +142,368 New
GC
6
Guggenheim Capital
Illinois
$1.14M +$256K +22,470 +28%
DA
7
Doliver Advisors
Texas
$1.06M +$776K +68,057 +239%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$1.04M – – –
Wells Fargo
9
Wells Fargo
California
$980K +$783K +68,680 +338%
LCM
10
Landscape Capital Management
New Jersey
$818K +$184K +16,129 +28%
MIG
11
Mariner Investment Group
New York
$743K +$769K +67,445 New
IH
12
IFC Holdings
Florida
$500K -$1.82M -160,045 -78%
UBS Group
13
UBS Group
Switzerland
$464K +$246K +21,559 +105%
SG Americas Securities
14
SG Americas Securities
New York
$438K +$453K +39,741 New
CL
15
CSS LLC
Illinois
$426K +$316K +27,752 +253%
BFM
16
Boothbay Fund Management
New York
$365K +$377K +33,107 New
LPL Financial
17
LPL Financial
California
$357K +$177K +15,536 +91%
WS
18
Wedbush Securities
California
$343K +$62.6K +5,497 +21%
YCM
19
Yakira Capital Management
Connecticut
$342K +$354K +31,021 New
CRC
20
Curi RMB Capital
Illinois
$320K -$598K -52,485 -64%
Bank of America
21
Bank of America
North Carolina
$284K +$249K +21,885 +565%
WAM
22
Weiss Asset Management
Massachusetts
$235K +$47.9K +4,200 +24%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$210K +$218K +19,100 New
RTS
24
Round Table Services
New Jersey
$189K +$196K +17,200 New
TC
25
TFS Capital
Pennsylvania
$175K -$240K -21,064 -57%
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