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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.32M +$5.26M +331,462 New
Morgan Stanley
2
Morgan Stanley
New York
$1.54M +$1.53M +96,093 New
BI
3
Bulldog Investors
New Jersey
$982K +$976K +61,438 New
IH
4
IFC Holdings
Florida
$649K +$644K +40,550 New
Wells Fargo
5
Wells Fargo
California
$634K +$631K +39,719 New
OA
6
Oxbow Advisors
Texas
$353K +$351K +22,094 New
DA
7
Doliver Advisors
Texas
$345K +$343K +21,617 New
HCMT
8
Highland Capital Management (Texas)
Texas
$215K +$214K +13,475 New
LPL Financial
9
LPL Financial
California
$207K +$206K +12,970 New
Bank of America
10
Bank of America
North Carolina
$82K +$81.2K +5,112 New
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$56K +$55.8K +3,512 New
Ameriprise
12
Ameriprise
Minnesota
$37K +$36.5K +2,300 New
NES
13
New England Securities
New York
$33K +$32.9K +2,074 New
U
14
UBS
Switzerland
$29K +$28.6K +1,801 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$20K +$19.9K +1,250 New
WA
16
WFG Advisors
Texas
$13K +$13.4K +844 New
TRCT
17
Tower Research Capital (TRC)
New York
$6K +$5.72K +360 New
Creative Planning
18
Creative Planning
Kansas
$2K +$2.38K +150 New