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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.09M -$775K -80,707 -15%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.05M -$45.4K -4,724 -1%
SIA
3
Sit Investment Associates
Minnesota
$706K +$603K +62,777 New
AC
4
Almitas Capital
California
$326K +$279K +29,008 New
RJT
5
Raymond James Trust
Florida
$261K
CCM
6
Cutler Capital Management
Massachusetts
$144K +$17.3K +1,800 +16%
PGAM
7
Princeton Global Asset Management
New Jersey
$12K
AA
8
Ancora Advisors
Ohio
$3K
WC
9
Winmill & Co
New Hampshire
-$11M -1,204,112 Closed
RJA
10
Raymond James & Associates
Florida
-$3.67M -402,924 Closed
MC
11
Matisse Capital
Oregon
-$3.49M -383,558 Closed
Wells Fargo
12
Wells Fargo
California
-$3.07M -337,664 Closed
WP
13
WealthPLAN Partners
Nebraska
-$2.04M -220,873 Closed
SCM
14
Saba Capital Management
New York
-$1.97M -216,970 Closed
AAM
15
Advisors Asset Management
Colorado
-$1.69M -185,470 Closed
Morgan Stanley
16
Morgan Stanley
New York
-$1.43M -156,809 Closed
LPL Financial
17
LPL Financial
California
-$1.08M -118,392 Closed
CL
18
CSS LLC
Illinois
-$992K -108,980 Closed
HighTower Advisors
19
HighTower Advisors
Illinois
-$857K -94,099 Closed
UBS Group
20
UBS Group
Switzerland
-$787K -86,449 Closed
AGM
21
Alpine Global Management
New York
-$739K -81,210 Closed
BFM
22
Boothbay Fund Management
New York
-$636K -69,844 Closed
LCM
23
Landscape Capital Management
New Jersey
-$571K -62,778 Closed
MML Investors Services
24
MML Investors Services
Massachusetts
-$528K -57,984 Closed
GC
25
Guggenheim Capital
Illinois
-$384K -42,209 Closed