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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$11.8M -$796K -64,842 -6%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.66M +$60.7K +4,942 +1%
MC
3
Matisse Capital
Oregon
$4.16M -$320K -26,069 -7%
Morgan Stanley
4
Morgan Stanley
New York
$3.08M +$5.89K +480 +0.2%
Wells Fargo
5
Wells Fargo
California
$2.78M +$14.7K +1,194 +0.5%
HCMT
6
Highland Capital Management (Texas)
Texas
$2.75M
Geode Capital Management
7
Geode Capital Management
Massachusetts
$2.61M -$1.3M -106,251 -33%
LCM
8
Landscape Capital Management
New Jersey
$2.29M +$791K +64,478 +51%
MML Investors Services
9
MML Investors Services
Massachusetts
$2M +$91.4K +7,447 +5%
Bank of America
10
Bank of America
North Carolina
$1.74M -$141K -11,449 -7%
SCM
11
Saba Capital Management
New York
$1.6M
CRC
12
Curi RMB Capital
Illinois
$1.52M +$938K +76,401 +150%
AA
13
Ancora Advisors
Ohio
$1.41M -$123K -10,000 -8%
GC
14
Guggenheim Capital
Illinois
$1.26M +$2.21K +180 +0.2%
BlackRock
15
BlackRock
New York
$1.1M
BI
16
Bulldog Investors
New Jersey
$980K -$183K -14,878 -15%
DA
17
Doliver Advisors
Texas
$946K +$373K +30,430 +62%
CL
18
CSS LLC
Illinois
$870K +$10.7K +872 +1%
HighTower Advisors
19
HighTower Advisors
Illinois
$801K +$33.7K +2,745 +4%
UBS Group
20
UBS Group
Switzerland
$704K +$261K +21,300 +56%
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$514K
WAM
22
Wolverine Asset Management
Illinois
$503K +$427K +34,811 +469%
AA
23
AQR Arbitrage
Connecticut
$321K +$59.8K +4,869 +22%
CCP
24
Clough Capital Partners
Massachusetts
$273K +$281K +22,900 New
RJT
25
Raymond James Trust
Florida
$233K