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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.5M +$2.57M +175,330 +39%
SIA
2
Sit Investment Associates
Minnesota
$6.48M +$5.16M +351,931 +457%
OA
3
Oxbow Advisors
Texas
$2.5M +$1.73M +117,852 +249%
GFM
4
Gramercy Funds Management
Connecticut
$1.96M +$1.9M +129,542 New
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$1.93M +$1.4M +95,269 +292%
YCM
6
Yakira Capital Management
Connecticut
$1.63M +$1.58M +107,647 New
IH
7
IFC Holdings
Florida
$1.46M +$80.6K +5,500 +6%
Wells Fargo
8
Wells Fargo
California
$1.13M +$741K +50,588 +211%
Morgan Stanley
9
Morgan Stanley
New York
$1.08M +$100K +6,859 +11%
NPC
10
National Planning Corporation
California
$603K -$2.89K -197 -0.5%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$502K -$83.9K -5,725 -15%
SG Americas Securities
12
SG Americas Securities
New York
$333K +$323K +22,016 New
VKH
13
Virtu KCG Holdings
New York
$295K +$286K +19,506 New
HCMT
14
Highland Capital Management (Texas)
Texas
$204K
CIA
15
Capital Investment Advisors
Georgia
$201K +$195K +13,309 New
FIMG
16
Financial & Investment Management Group
Michigan
$169K +$164K +11,168 New
LPL Financial
17
LPL Financial
California
$152K -$43.4K -2,959 -23%
WAM
18
Wolverine Asset Management
Illinois
$134K -$540K -36,874 -81%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$111K -$156K -10,615 -59%
U
20
UBS
Switzerland
$89K +$23.9K +1,632 +38%
HNB
21
Huntington National Bank
Ohio
$49K
MFS
22
MSI Financial Services
Massachusetts
$42K +$40.3K +2,753 New
Bank of America
23
Bank of America
North Carolina
$41K -$7.31K -499 -16%
WA
24
WFG Advisors
Texas
$32K +$10.4K +712 +52%
NES
25
New England Securities
New York
$31K