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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
BBPWM
1
Blue Bell Private Wealth Management
Pennsylvania
$4.58M -$124K -10,971 -3%
MC
2
Matisse Capital
Oregon
$4.39M +$483K +42,600 +13%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$3.01M +$1.1M +96,982 +62%
Morgan Stanley
4
Morgan Stanley
New York
$2.87M -$117K -10,276 -4%
SIA
5
Sit Investment Associates
Minnesota
$2M -$68.1K -6,009 -3%
SCM
6
Saba Capital Management
New York
$1.78M
AA
7
Ancora Advisors
Ohio
$1.54M +$1.48M +130,400 New
DA
8
Doliver Advisors
Texas
$1.52M -$89.4K -7,889 -6%
Citigroup
9
Citigroup
New York
$1.38M +$229K +20,217 +21%
Bank of America
10
Bank of America
North Carolina
$1.25M +$789K +69,612 +195%
Wells Fargo
11
Wells Fargo
California
$1.1M +$300K +26,422 +40%
WS
12
Wedbush Securities
California
$1.07M +$342K +30,198 +50%
ZIG
13
Zuckerman Investment Group
Illinois
$1.06M +$248K +21,885 +32%
LCM
14
Landscape Capital Management
New Jersey
$956K +$269K +23,693 +42%
GC
15
Guggenheim Capital
Illinois
$725K -$84.5K -7,453 -11%
CL
16
CSS LLC
Illinois
$721K +$68K +5,994 +11%
UBS Group
17
UBS Group
Switzerland
$490K -$98.4K -8,677 -17%
YCM
18
Yakira Capital Management
Connecticut
$347K
HighTower Advisors
19
HighTower Advisors
Illinois
$241K +$230K +20,246 New
RTS
20
Round Table Services
New Jersey
$237K
LPL Financial
21
LPL Financial
California
$222K -$34.1K -3,008 -14%
TC
22
TFS Capital
Pennsylvania
$221K -$126K -11,138 -37%
Stifel Financial
23
Stifel Financial
Missouri
$174K -$53.9K -4,751 -24%
HCMT
24
Highland Capital Management (Texas)
Texas
$144K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$116K +$4.74K +418 +4%