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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$4.2M +$1.64M +157,399 +72%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.95M +$736K +70,827 +25%
Morgan Stanley
3
Morgan Stanley
New York
$3.93M -$655K -63,004 -15%
SIA
4
Sit Investment Associates
Minnesota
$3.28M +$1.57M +151,283 +106%
MC
5
Matisse Capital
Oregon
$2.84M +$243K +23,406 +10%
LCM
6
Landscape Capital Management
New Jersey
$2.47M +$1.53M +146,911 +198%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$2.3M
DA
8
Doliver Advisors
Texas
$1.45M +$351K +33,744 +35%
GC
9
Guggenheim Capital
Illinois
$1.26M +$101K +9,757 +9%
Wells Fargo
10
Wells Fargo
California
$878K -$106K -10,238 -12%
Citigroup
11
Citigroup
New York
$794K +$615K +59,186 +498%
CL
12
CSS LLC
Illinois
$709K +$258K +24,787 +64%
UBS Group
13
UBS Group
Switzerland
$485K +$14.1K +1,357 +3%
SG Americas Securities
14
SG Americas Securities
New York
$444K +$519 +50 +0.1%
WS
15
Wedbush Securities
California
$399K +$47.8K +4,600 +15%
Bank of America
16
Bank of America
North Carolina
$381K +$87.2K +8,396 +33%
LPL Financial
17
LPL Financial
California
$358K +$1.17K +113 +0.3%
YCM
18
Yakira Capital Management
Connecticut
$346K
SBIA
19
Sheaff Brock Investment Advisors
Indiana
$213K
Stifel Financial
20
Stifel Financial
Missouri
$193K +$179K +17,275 New
RTS
21
Round Table Services
New Jersey
$192K
TC
22
TFS Capital
Pennsylvania
$171K -$6.71K -646 -4%
MFS
23
MSI Financial Services
Massachusetts
$123K +$11.1K +1,069 +11%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$87K +$8.09K +779 +11%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$78K +$18.1K +1,739 +33%