LTFS
DNI

Ladenburg Thalmann Financial Services’s Dividend and Income Fund DNI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$151K Buy
11,236
+2,185
+24% +$27.2K ﹤0.01% 2722
2019
Q3 		$108K Buy
9,051
+5,000
+123% +$57.8K ﹤0.01% 2879
2019
Q2 		$47K Buy
4,051
+428
+12% +$4.95K ﹤0.01% 3518
2019
Q1 		$41K Buy
3,623
+3,000
+482% +$33.2K ﹤0.01% 3546
2018
Q4 		$6K Hold
623
– – ﹤0.01% 4546
2018
Q3 		$7K Sell
623
-9,980
-94% -$122K ﹤0.01% 4484
2018
Q2 		$133K Hold
10,603
– – ﹤0.01% 2561
2018
Q1 		$133K Buy
10,603
+5,779
+120% +$77.3K ﹤0.01% 2561
2017
Q4 		$65K Sell
4,824
-2,649
-35% -$35.1K ﹤0.01% 3046
2017
Q3 		$97K Buy
7,473
+67
+0.9% +$838 ﹤0.01% 2625
2017
Q2 		$91K Sell
7,406
-152
-2% -$1.85K ﹤0.01% 2576
2017
Q1 		$91K Buy
7,558
+236
+3% +$2.87K ﹤0.01% 2467
2016
Q4 		$87K Sell
7,322
-500
-6% -$5.67K ﹤0.01% 2432
2016
Q3 		$88K Buy
7,822
+936
+14% +$10.7K ﹤0.01% 2349
2016
Q2 		$74K Sell
6,886
-74
-1% -$821 ﹤0.01% 2386
2016
Q1 		$78K Buy
6,960
+1,739
+33% +$18.1K ﹤0.01% 2260
2015
Q4 		$58K Buy
5,221
+2,342
+81% +$26.7K ﹤0.01% 2457
2015
Q3 		$31K Buy
2,879
+2,045
+245% +$26.5K ﹤0.01% 2807
2015
Q2 		$12K Sell
834
-71
-8% -$1.06K ﹤0.01% 3583
2015
Q1 		$14K Buy
+905
New +$13.7K ﹤0.01% 3429

Other funds holding DNI

WC
Winmill & Co Rochester, New York $347M AUM 37.48% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DNI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Dividend and Income Fund (DNI) stake by 24% in Q4 2019, buying an estimated $27.2K and bringing the position to 11,236 shares worth $151K. The position accounts for ﹤0.01% of the portfolio, ranked #2722.

Ladenburg Thalmann Financial Services first reported a position in DNI in Q1 2015 and has held it in 20 quarters since. 41 funds tracked by Wall St. Rank hold DNI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 11,236 shares of Dividend and Income Fund worth $151K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 2,185 Dividend and Income Fund shares in Q4 2019, an estimated $27.2K.
  • Dividend and Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2722 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Dividend and Income Fund in Q1 2015 and has held it in 20 quarters since.
  • 41 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.