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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.77M -$941K -59,587 -9%
IH
2
IFC Holdings
Florida
$3.5M +$165K +10,460 +5%
OA
3
Oxbow Advisors
Texas
$3.34M +$521K +32,972 +19%
SIA
4
Sit Investment Associates
Minnesota
$2.55M -$4.25M -269,216 -63%
Morgan Stanley
5
Morgan Stanley
New York
$2.12M +$291K +18,412 +16%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$1.35M -$235K -14,889 -15%
Wells Fargo
7
Wells Fargo
California
$1.1M -$69.4K -4,391 -6%
TC
8
TFS Capital
Pennsylvania
$845K +$379K +24,026 +83%
YCM
9
Yakira Capital Management
Connecticut
$613K -$447K -28,316 -42%
NPC
10
National Planning Corporation
California
$557K -$23.7K -1,500 -4%
GC
11
Guggenheim Capital
Illinois
$438K +$434K +27,468 New
VKH
12
Virtu KCG Holdings
New York
$359K -$192K -12,140 -35%
GFM
13
Gramercy Funds Management
Connecticut
$336K
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$264K -$8.69K -550 -3%
LPL Financial
15
LPL Financial
California
$229K +$67.2K +4,255 +42%
HCMT
16
Highland Capital Management (Texas)
Texas
$215K
CIA
17
Capital Investment Advisors
Georgia
$195K -$17.7K -1,120 -8%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$117K
U
19
UBS
Switzerland
$86K +$3.88K +246 +5%
Bank of America
20
Bank of America
North Carolina
$73K -$2.16K -137 -3%
AIG
21
American International Group
New York
$12.7K +$12.6K +795 New
NFG
22
Next Financial Group
Texas
$11K +$11.2K +712 New
BRWA
23
B. Riley Wealth Advisors
Florida
$4.04K +$4K +253 New
NES
24
New England Securities
New York
$4K -$28.5K -1,805 -87%
Creative Planning
25
Creative Planning
Kansas
$2K