B. Riley Wealth Advisors’s Dividend and Income Fund DNI Stock Holding History

B. Riley Wealth Advisors’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-253	Closed	-$4	–	2236
2014 Q4	$4	Buy	+253	New	+$4.03K	﹤0.01%	3258
2014 Q3	–	Sell	-253	Closed	-$4.04K	–	2097
2014 Q2	$4.04K	Buy	+253	New	+$4K	﹤0.01%	2103

Other funds holding DNI

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

B. Riley Wealth Advisors's DNI Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Dividend and Income Fund (DNI) in Q1 2015, closing a stake of 253 shares — an estimated $4 sold.

B. Riley Wealth Advisors first reported a position in DNI in Q2 2014 and held it in 2 quarters. The position peaked at $4.04K in Q2 2014. 27 funds tracked by Wall St. Rank hold DNI as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Dividend and Income Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 253 Dividend and Income Fund shares in Q1 2015, an estimated $4.
B. Riley Wealth Advisors first reported a position in Dividend and Income Fund in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's Dividend and Income Fund position peaked at $4.04K in Q2 2014.
27 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.