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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
WC
1
Winmill & Co
New Hampshire
$11M +$308K +28,589 +2%
BI
2
Bulldog Investors
New Jersey
$4.85M -$116K -10,753 -2%
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$4.13M +$5.62K +522 +0.1%
RJA
4
Raymond James & Associates
Florida
$3.67M -$87.7K -8,154 -2%
MC
5
Matisse Capital
Oregon
$3.49M -$218K -20,300 -5%
Wells Fargo
6
Wells Fargo
California
$3.07M -$1.79M -166,017 -33%
WP
7
WealthPLAN Partners
Nebraska
$2.04M +$236K +21,932 +11%
SCM
8
Saba Capital Management
New York
$1.97M -$1.3M -121,049 -36%
AAM
9
Advisors Asset Management
Colorado
$1.69M -$58.6K -5,447 -3%
Morgan Stanley
10
Morgan Stanley
New York
$1.43M -$40.9K -3,797 -2%
LPL Financial
11
LPL Financial
California
$1.08M +$155K +14,380 +14%
CL
12
CSS LLC
Illinois
$992K +$384K +35,661 +49%
HighTower Advisors
13
HighTower Advisors
Illinois
$857K +$241K +22,432 +31%
UBS Group
14
UBS Group
Switzerland
$787K -$27.5K -2,555 -3%
AGM
15
Alpine Global Management
New York
$739K +$874K +81,210 New
BFM
16
Boothbay Fund Management
New York
$636K -$104K -9,656 -12%
LCM
17
Landscape Capital Management
New Jersey
$571K +$466K +43,331 +223%
MML Investors Services
18
MML Investors Services
Massachusetts
$528K -$306K -28,451 -33%
GC
19
Guggenheim Capital
Illinois
$384K +$57.6K +5,354 +15%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$338K
CCP
21
Cardan Capital Partners
Colorado
$264K -$177K -16,428 -36%
RJT
22
Raymond James Trust
Florida
$211K
Bank of America
23
Bank of America
North Carolina
$195K -$141K -13,111 -38%
WAM
24
Wolverine Asset Management
Illinois
$156K -$238K -22,150 -56%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$153K +$24.5K +2,276 +16%