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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$4.79M +$707K +63,691 +17%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$4.06M +$214K +19,299 +5%
MC
3
Matisse Capital
Oregon
$3.6M +$842K +75,900 +30%
SIA
4
Sit Investment Associates
Minnesota
$3.41M +$222K +20,000 +7%
Morgan Stanley
5
Morgan Stanley
New York
$3.26M -$583K -52,534 -15%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$1.65M
DA
7
Doliver Advisors
Texas
$1.55M +$115K +10,393 +8%
LCM
8
Landscape Capital Management
New Jersey
$1.17M -$1.26M -113,512 -51%
GC
9
Guggenheim Capital
Illinois
$985K -$251K -22,620 -20%
Citigroup
10
Citigroup
New York
$872K +$97.6K +8,795 +12%
Wells Fargo
11
Wells Fargo
California
$813K -$44.7K -4,030 -5%
CL
12
CSS LLC
Illinois
$661K -$30K -2,700 -4%
UBS Group
13
UBS Group
Switzerland
$660K +$190K +17,143 +39%
ZIG
14
Zuckerman Investment Group
Illinois
$510K +$520K +46,900 New
WS
15
Wedbush Securities
California
$479K +$91.7K +8,264 +23%
Stifel Financial
16
Stifel Financial
Missouri
$391K +$207K +18,649 +108%
Bank of America
17
Bank of America
North Carolina
$386K +$14.4K +1,299 +4%
YCM
18
Yakira Capital Management
Connecticut
$338K
CRC
19
Curi RMB Capital
Illinois
$318K +$325K +29,249 New
TC
20
TFS Capital
Pennsylvania
$219K +$53.6K +4,827 +32%
RTS
21
Round Table Services
New Jersey
$218K +$31.1K +2,800 +16%
LPL Financial
22
LPL Financial
California
$212K -$147K -13,282 -41%
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$208K
TCM
24
Traynor Capital Management
Pennsylvania
$168K +$172K +15,475 New
MFS
25
MSI Financial Services
Massachusetts
$120K +$344 +31 +0.3%