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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$13M -$887K -71,348 -6%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$5.78M -$40.5K -3,258 -0.7%
MC
3
Matisse Capital
Oregon
$4.62M -$605K -48,651 -11%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$4.01M -$213K -17,164 -5%
Morgan Stanley
5
Morgan Stanley
New York
$3.17M -$42.9K -3,448 -1%
Wells Fargo
6
Wells Fargo
California
$2.86M -$309K -24,874 -10%
HCMT
7
Highland Capital Management (Texas)
Texas
$2.85M
MML Investors Services
8
MML Investors Services
Massachusetts
$1.98M -$150K -12,044 -7%
Bank of America
9
Bank of America
North Carolina
$1.94M -$2.62K -211 -0.1%
SCM
10
Saba Capital Management
New York
$1.66M -$46K -3,700 -3%
AA
11
Ancora Advisors
Ohio
$1.58M
LCM
12
Landscape Capital Management
New Jersey
$1.57M +$78K +6,272 +5%
GC
13
Guggenheim Capital
Illinois
$1.3M +$113K +9,073 +9%
BI
14
Bulldog Investors
New Jersey
$1.2M -$49.3K -3,967 -4%
BlackRock
15
BlackRock
New York
$1.14M +$1.14M +92,100 New
CL
16
CSS LLC
Illinois
$888K
HighTower Advisors
17
HighTower Advisors
Illinois
$791K +$89K +7,157 +13%
CRC
18
Curi RMB Capital
Illinois
$627K +$209K +16,801 +49%
DA
19
Doliver Advisors
Texas
$602K +$211K +16,942 +53%
SKK
20
Shepherd Kaplan Krochuk
Massachusetts
$532K +$34.3K +2,760 +7%
UBS Group
21
UBS Group
Switzerland
$465K +$73.5K +5,910 +19%
SG Americas Securities
22
SG Americas Securities
New York
$306K +$308K +24,795 New
AA
23
AQR Arbitrage
Connecticut
$271K +$11.2K +897 +4%
RJT
24
Raymond James Trust
Florida
$241K +$243K +19,551 New
OFG
25
OTA Financial Group
New York
$221K +$224K +18,000 New