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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
WC
1
Winmill & Co
New Hampshire
$12M +$271K +27,862 +2%
BI
2
Bulldog Investors
New Jersey
$5.54M +$3.16K +325 +0.1%
Wells Fargo
3
Wells Fargo
California
$5.13M -$630K -64,850 -11%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$4.62M -$39.6K -4,078 -0.9%
RJA
5
Raymond James & Associates
Florida
$4.18M -$205K -21,148 -5%
MC
6
Matisse Capital
Oregon
$4.11M +$596K +61,412 +18%
SCM
7
Saba Capital Management
New York
$3.44M -$50.4K -5,185 -2%
WP
8
WealthPLAN Partners
Nebraska
$2.26M -$1.84K -190 -0.1%
AAM
9
Advisors Asset Management
Colorado
$1.94M +$397K +40,911 +27%
Morgan Stanley
10
Morgan Stanley
New York
$1.64M -$170K -17,534 -10%
PPA
11
Parametric Portfolio Associates
Washington
$1.19M +$208K +21,429 +23%
LPL Financial
12
LPL Financial
California
$1.06M +$95.6K +9,842 +10%
UBS Group
13
UBS Group
Switzerland
$906K +$612K +63,024 +243%
MML Investors Services
14
MML Investors Services
Massachusetts
$880K -$53K -5,462 -6%
BFM
15
Boothbay Fund Management
New York
$809K
CL
16
CSS LLC
Illinois
$746K -$75.8K -7,808 -10%
HighTower Advisors
17
HighTower Advisors
Illinois
$732K -$81.2K -8,359 -10%
BlackRock
18
BlackRock
New York
$479K
CCP
19
Cardan Capital Partners
Colorado
$463K -$206K -21,224 -32%
WAM
20
Wolverine Asset Management
Illinois
$400K +$382K +39,351 New
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$378K -$31.2K -3,210 -8%
GC
22
Guggenheim Capital
Illinois
$375K +$146K +15,027 +69%
MWPCG
23
Measured Wealth Private Client Group
New Hampshire
$365K
Bank of America
24
Bank of America
North Carolina
$351K +$20.5K +2,108 +7%
RJT
25
Raymond James Trust
Florida
$236K