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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$3.1M -$43.5K -2,867 -1%
IH
2
IFC Holdings
Florida
$3.08M -$106K -7,000 -3%
Morgan Stanley
3
Morgan Stanley
New York
$2.95M +$302K +19,913 +11%
LPL Financial
4
LPL Financial
California
$2.77M +$1.54M +101,731 +122%
AAM
5
Advisors Asset Management
Colorado
$2.5M -$3.76M -247,475 -60%
GC
6
Guggenheim Capital
Illinois
$935K +$294K +19,334 +45%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$385K +$31.9K +2,100 +9%
DA
8
Doliver Advisors
Texas
$360K -$203K -13,387 -36%
Wells Fargo
9
Wells Fargo
California
$326K
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$253K -$101K -6,678 -28%
UBS Group
11
UBS Group
Switzerland
$236K -$22K -1,451 -8%
WS
12
Wedbush Securities
California
$202K +$38.4K +2,527 +23%
SIA
13
Sit Investment Associates
Minnesota
$199K +$201K +13,205 New
WAM
14
Wolverine Asset Management
Illinois
$185K +$172K +11,350 +1,135%
CIA
15
Capital Investment Advisors
Georgia
$176K +$4.48K +295 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$130K +$106 +7 +0.1%
Bank of America
17
Bank of America
North Carolina
$93K +$15.5K +1,023 +20%
MFS
18
MSI Financial Services
Massachusetts
$49K +$243 +16 +0.5%
HNB
19
Huntington National Bank
Ohio
$49K +$49K +3,225 New
RIA
20
Regal Investment Advisors
Michigan
$26K +$2.28K +150 +10%
Citigroup
21
Citigroup
New York
$14K +$13.6K +898 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$14K +$13.7K +905 New
AIG
23
American International Group
New York
$12K
NFG
24
Next Financial Group
Texas
$10K
SSB
25
Sandy Spring Bank
Maryland
$8K