Next Financial Group’s Dividend and Income Fund DNI Stock Holding History

Next Financial Group’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-712	Closed	-$8K	–	2479
2019 Q2	$8K	Buy	+712	New	+$8.23K	﹤0.01%	1773
2019 Q1	–	Sell	-712	Closed	-$7K	–	2241
2018 Q4	$7K	Buy	+712	New	+$7.75K	﹤0.01%	1472
2017 Q4	–	Sell	-712	Closed	-$9K	–	1601
2017 Q3	$9K	Hold	712	–	–	﹤0.01%	1273
2017 Q2	$9K	Hold	712	–	–	﹤0.01%	1377
2017 Q1	$9K	Hold	712	–	–	﹤0.01%	1337
2016 Q4	$8K	Hold	712	–	–	﹤0.01%	1779
2016 Q3	$8K	Hold	712	–	–	﹤0.01%	1785
2016 Q2	$7K	Hold	712	–	–	﹤0.01%	1341
2016 Q1	$7K	Hold	712	–	–	﹤0.01%	1303
2015 Q4	$7K	Hold	712	–	–	﹤0.01%	1313
2015 Q3	$7K	Hold	712	–	–	﹤0.01%	1341
2015 Q2	$10K	Hold	712	–	–	﹤0.01%	1280
2015 Q1	$10K	Hold	712	–	–	﹤0.01%	1256
2014 Q4	$11K	Hold	712	–	–	﹤0.01%	1227
2014 Q3	$12K	Hold	712	–	–	﹤0.01%	1688
2014 Q2	$11K	Buy	+712	New	+$11.2K	0.01%	772

Other funds holding DNI

Winmill & Co Rochester, New York $347M AUM 37.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WealthPLAN Partners Omaha, Nebraska $518M AUM 17.96% 1-Year Est. Return

Next Financial Group's DNI Position: Q3 2019 in Review

Next Financial Group sold out of Dividend and Income Fund (DNI) in Q3 2019, closing a stake of 712 shares — an estimated $8K sold.

Next Financial Group first reported a position in DNI in Q2 2014 and held it in 16 quarters. The position peaked at $12K in Q3 2014. 42 funds tracked by Wall St. Rank hold DNI as of Q3 2019.

Next Financial Group reported no remaining Dividend and Income Fund position as of Q3 2019 after selling out during the quarter.
Next Financial Group sold 712 Dividend and Income Fund shares in Q3 2019, an estimated $8K.
Next Financial Group first reported a position in Dividend and Income Fund in Q2 2014 and held it in 16 quarters.
Next Financial Group's Dividend and Income Fund position peaked at $12K in Q3 2014.
42 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q3 2019.

Based on Next Financial Group's 13F filing for Q3 2019, filed 17 Oct 2019.