Weiss Asset Management’s Dividend and Income Fund DNI Stock Holding History

Weiss Asset Management’s Portfolio DNI Stock Details DNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-21,373	Closed	-$235K	–	230
2015 Q4	$235K	Buy	21,373 +4,200	+24%	+$47.9K	0.06%	177
2015 Q3	$186K	Buy	+17,173	New	+$222K	0.14%	32
2013 Q4	–	Sell	-11,982	Closed	-$172K	–	124
2013 Q3	$172K	Buy	+11,982	New	+$189K	0.1%	25

Other funds holding DNI

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Weiss Asset Management's DNI Position: Q1 2016 in Review

Weiss Asset Management sold out of Dividend and Income Fund (DNI) in Q1 2016, closing a stake of 21,373 shares — an estimated $235K sold.

Weiss Asset Management first reported a position in DNI in Q3 2013 and held it in 3 quarters. The position peaked at $235K in Q4 2015. 31 funds tracked by Wall St. Rank hold DNI as of Q1 2016.

Weiss Asset Management reported no remaining Dividend and Income Fund position as of Q1 2016 after selling out during the quarter.
Weiss Asset Management sold 21,373 Dividend and Income Fund shares in Q1 2016, an estimated $235K.
Weiss Asset Management first reported a position in Dividend and Income Fund in Q3 2013 and held it in 3 quarters.
Weiss Asset Management's Dividend and Income Fund position peaked at $235K in Q4 2015.
31 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q1 2016.

Based on Weiss Asset Management's 13F filing for Q1 2016, filed 13 May 2016.