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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CF
1
Centaurus Financial
California
$4.51M -$74.6K -5,651 -2%
SIA
2
Sit Investment Associates
Minnesota
$4.38M +$1.68M +127,486 +75%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.24M -$12.3M -932,100 -81%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M +$312K +23,623 +14%
MML Investors Services
5
MML Investors Services
Massachusetts
$1.95M +$261K +19,732 +17%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$1.54M +$503K +38,054 +57%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$1.09M +$420K +31,786 +70%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$914K -$119K -8,977 -13%
FM
9
Family Management
New York
$913K +$822K +62,255 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$895K +$79.7K +6,035 +11%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$864K +$21.1K +1,600 +3%
NL
12
NWAM LLC
Washington
$653K +$588K +44,488 New
QCIG
13
Quad-Cities Investment Group
Iowa
$635K +$23.2K +1,754 +4%
CFA
14
Carroll Financial Associates
North Carolina
$543K +$489K +37,032 New
IWC
15
Integrated Wealth Concepts
Massachusetts
$488K +$439K +33,256 New
RIA
16
Regal Investment Advisors
Michigan
$450K +$405K +30,674 New
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$443K
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$389K -$45.7K -3,462 -12%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$369K +$12.1K +914 +4%
UBS Group
20
UBS Group
Switzerland
$356K -$29.9K -2,265 -9%
RJA
21
Raymond James & Associates
Florida
$353K +$318K +24,061 New
Bank of America
22
Bank of America
North Carolina
$344K -$493K -37,339 -61%
TCA
23
Transcend Capital Advisors
New Jersey
$258K +$1.11K +84 +0.5%
Bessemer Group
24
Bessemer Group
New Jersey
$243K -$91.2K -6,907 -29%
RGC
25
Roberts, Glore & Co
Illinois
$243K +$219K +16,596 New