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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.81M +$957K +39,806 +25%
LVP
2
Limestone Value Partners
Texas
$4.71M +$984K +40,935 +26%
Morgan Stanley
3
Morgan Stanley
New York
$3.94M +$119K +4,957 +3%
NVIM
4
New Vernon Investment Management
Illinois
$3.54M
HK
5
Horizon Kinetics
New York
$2.56M -$362K -15,077 -12%
MFS
6
MSI Financial Services
Massachusetts
$1.63M +$261K +10,838 +19%
Invesco
7
Invesco
Georgia
$1.28M +$42.3K +1,758 +3%
UBS Group
8
UBS Group
Switzerland
$1.08M +$86.8K +3,609 +9%
Wells Fargo
9
Wells Fargo
California
$1.01M -$332K -13,799 -25%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$739K +$131K +5,450 +21%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$644K +$52.3K +2,176 +9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$607K +$42.3K +1,758 +7%
Bessemer Group
13
Bessemer Group
New Jersey
$561K -$1.4M -58,273 -71%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$501K +$504K +20,954 New
NL
15
NWAM LLC
Washington
$360K
IA
16
IFP Advisors
Florida
$325K +$79.8K +3,321 +32%
CA
17
Cetera Advisors
Colorado
$317K +$318K +13,210 New
Citigroup
18
Citigroup
New York
$173K
GXMC
19
Global X Management Company
New York
$86K +$40.8K +1,697 +89%
NFG
20
Next Financial Group
Texas
$56K +$42.1K +1,750 +292%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$54K +$54.1K +2,250 New
RPG
22
Risk Paradigm Group
Texas
$47.5K
AG
23
Advisor Group
Arizona
$47K +$46.7K +1,943 New
WEC
24
Winslow Evans & Crocker
Massachusetts
$42.4K +$23.5K +976 +122%
PSUF
25
People's United Financial
Connecticut
$30K